{ "crd_number": 293908, "slug": "galaxy-digital-capital-management-lp-new-york-ny-293908", "primary_business_name": "GALAXY DIGITAL CAPITAL MANAGEMENT LP", "legal_name": "GALAXY DIGITAL CAPITAL MANAGEMENT LP", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-07-30", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-07-01", "carried_forward": false, "raum_total": 1722962538.0, "raum_discretionary": 1722962538.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 61, "advisory_employees": 22, "client_count_bucket": null, "clients_by_type": { "other": { "raum": null, "count": 0 }, "charitable": { "raum": null, "count": 0 }, "individuals": { "raum": null, "count": 0 }, "banking_thrift": { "raum": null, "count": 0 }, "state_municipal": { "raum": null, "count": 0 }, "insurance_companies": { "raum": null, "count": 0 }, "investment_companies": { "raum": 81009777.0, "count": 3 }, "pension_profit_sharing": { "raum": null, "count": 0 }, "other_investment_advisers": { "raum": null, "count": 0 }, "high_net_worth_individuals": { "raum": null, "count": 0 }, "pooled_investment_vehicles": { "raum": 1215351220.0, "count": 22 }, "corporations_other_businesses": { "raum": 426601541.0, "count": 1 }, "business_development_companies": { "raum": null, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": null, "count": 0 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "NY" ], "websites": [ "https://am.galaxy.com", "https://constellations.galaxy.com", "https://galaxy.com/asset-management", "https://galaxy.com/ventures-founder-resource-portal", "https://interactive.galaxy.com", "https://linkedin.com/company/galaxyinteractive", "https://linkedin.com/showcase/galaxy-fund-management", "https://ventures.galaxy.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/293908", "disclosure_items": [ { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/galaxy-digital-capital-management-lp-new-york-ny-293908", "display_name": "Galaxy Digital Capital Management LP", "summary": "Galaxy Digital Capital Management LP is an SEC-registered investment advisory firm in New York, NY, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 1, 2026.", "citation": "AdvisorCensus. Galaxy Digital Capital Management LP (CRD 293908): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is Galaxy Digital Capital Management LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Galaxy Digital Capital Management LP reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Galaxy Digital Capital Management LP located?", "a": "Galaxy Digital Capital Management LP's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Galaxy Digital Capital Management LP registered with the SEC or a state?", "a": "Galaxy Digital Capital Management LP is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 293908." }, { "q": "How much does Galaxy Digital Capital Management LP manage?", "a": "Galaxy Digital Capital Management LP reports $1,722,962,538 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (100% discretionary)." }, { "q": "How have Galaxy Digital Capital Management LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Galaxy Digital Capital Management LP: Regulatory assets under management: $312,079,597 in the October 2021 data and $1,722,962,538 in the October 2026 data, up 452%. Total employees: 25 in October 2021 and 61 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Galaxy Digital Capital Management LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (22); investment companies (3); corporations or other businesses not listed above (1)." }, { "q": "Does Galaxy Digital Capital Management LP report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/293908" }, { "q": "What changed in Galaxy Digital Capital Management LP's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 29 to 22. Regulatory assets under management went from $2,452,058,739 to $1,722,962,538 (-30%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 312079597.0, "total_employees": 25, "filing_date": "2021-06-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1280070691.0, "total_employees": 71, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1245611320.0, "total_employees": 67, "filing_date": "2023-07-11" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3649532477.0, "total_employees": 62, "filing_date": "2024-05-08" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2452058739.0, "total_employees": 69, "filing_date": "2025-07-07" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1722962538.0, "total_employees": 61, "filing_date": "2026-07-01" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 29 to 22.", "Regulatory assets under management went from $2,452,058,739 to $1,722,962,538 (-30%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/galaxy-digital-capital-management-lp-new-york-ny-293908.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "investment_companies", "label": "Investment companies", "count": 3, "fewer_than_5": false, "raum": 81009777.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 22, "fewer_than_5": false, "raum": 1215351220.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": false, "raum": 426601541.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": null } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/293908", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }