# Gainspoletti Wealth Planners

> Gainspoletti Wealth Planners is an SEC-registered investment advisory firm in Cleveland, MS, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 333768
- Filed as: GAINSPOLETTI WEALTH PLANNERS
- Legal name: Gainspoletti Wealth Planners Advisory LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cleveland, MS
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333768
- AdvisorCensus page: https://advisorcensus.com/firm/gainspoletti-wealth-planners-cleveland-ms-333768

## Quick answers

**How is Gainspoletti Wealth Planners compensated?**
On its Form ADV (Item 5.E, October 2026), Gainspoletti Wealth Planners reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Gainspoletti Wealth Planners charge?**
Its Form ADV Part 2A brochure dated April 1, 2026 states: Flat fee: $1,500 to $5,000 (financial plans, investment plans, and/or individual consultations); Hourly rate: $100 to $300 an hour (financial planning services); Flat fee: up to $1,500 (retirement plan consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Gainspoletti Wealth Planners located?**
Gainspoletti Wealth Planners' principal office is in Cleveland, MS, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Gainspoletti Wealth Planners registered with the SEC or a state?**
Gainspoletti Wealth Planners is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333768.

**How much does Gainspoletti Wealth Planners manage?**
Gainspoletti Wealth Planners reports $127,000,000 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**How have Gainspoletti Wealth Planners' assets and staff changed since 2025?**
In the Form ADV data for Gainspoletti Wealth Planners: Regulatory assets under management: $105,000,000 in the October 2025 data and $127,000,000 in the October 2026 data, up 21%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gainspoletti Wealth Planners serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (205); high net worth individuals (45).

**Which custodians does Gainspoletti Wealth Planners use?**
Gainspoletti Wealth Planners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Gainspoletti Wealth Planners report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333768

**What changed in Gainspoletti Wealth Planners' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $105,000,000 to $127,000,000 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 1, 2026)

- Flat fee: $1,500 to $5,000 (financial plans, investment plans, and/or individual consultations)

> Clients are typically charged a fixed fee ranging from $1,500 - $5,000 or may be charged on an hourly basis generally at $100 - $300 per hour, depending on the type and complexity of financial planning services to be provided.

- Hourly rate: $100 to $300 an hour (financial planning services)

> Clients are typically charged a fixed fee ranging from $1,500 - $5,000 or may be charged on an hourly basis generally at $100 - $300 per hour, depending on the type and complexity of financial planning services to be provided.

- Flat fee: up to $1,500 (retirement plan consulting services)

> For these types of services, clients are typically charged an initial fixed fee of up to $1,500 (which is based on the estimated amount of set up work needed), and an ongoing fee of up to 0.75% of assets under advisement to be charged quarterly in arrears.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $127,000,000
- Discretionary: $127,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 205 | $34,600,000 |
| High net worth individuals | 45 | $78,000,000 |
| Charitable organizations | Fewer than 5 | $1,400,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $13,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, LA, MS, NC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Hernando, MS

### Websites listed on Form ADV (Item 1.I)
- gainspoletti.com
- Facebook @gainspoletti
- LinkedIn @gainspoletti-wealth-planners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $105,000,000 | 3 | July 22, 2025 |
| October 2026 | $127,000,000 | 3 | April 1, 2026 |

Regulatory assets under management: $105,000,000 in the October 2025 data and $127,000,000 in the October 2026 data, up 21%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $105,000,000 to $127,000,000 (+21%).

### January 2026
- No longer registered or notice-filed in AL, AZ, CO, FL, GA, IL, KY, MD, ME, MO, MT, NY, OH, WI, WY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gainspoletti Wealth Planners (CRD 333768): Form ADV filing data as of October 2026.