{
  "crd_number": 333768,
  "slug": "gainspoletti-wealth-planners-cleveland-ms-333768",
  "primary_business_name": "GAINSPOLETTI WEALTH PLANNERS",
  "legal_name": "GAINSPOLETTI WEALTH PLANNERS ADVISORY LLC",
  "dbas": [],
  "city": "Cleveland",
  "state": "MS",
  "country": "United States",
  "cbsa_code": "17380",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-03-28",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-04-01",
  "carried_forward": false,
  "raum_total": 127000000.0,
  "raum_discretionary": 127000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1400000.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 34600000.0,
      "count": 205
    },
    "high_net_worth_individuals": {
      "raum": 78000000.0,
      "count": 45
    },
    "corporations_other_businesses": {
      "raum": 13000000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "periodicals_newsletters",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "LA",
    "MS",
    "NC",
    "TN",
    "TX"
  ],
  "websites": [
    "https://facebook.com/gainspoletti",
    "https://gainspoletti.com",
    "https://linkedin.com/company/gainspoletti-wealth-planners"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333768",
  "city_as_filed": "CLEVELAND",
  "url": "https://advisorcensus.com/firm/gainspoletti-wealth-planners-cleveland-ms-333768",
  "display_name": "Gainspoletti Wealth Planners",
  "summary": "Gainspoletti Wealth Planners is an SEC-registered investment advisory firm in Cleveland, MS, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.",
  "citation": "AdvisorCensus. Gainspoletti Wealth Planners (CRD 333768): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Gainspoletti Wealth Planners compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Gainspoletti Wealth Planners reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Gainspoletti Wealth Planners charge?",
      "a": "Its Form ADV Part 2A brochure dated April 1, 2026 states: Flat fee: $1,500 to $5,000 (financial plans, investment plans, and/or individual consultations); Hourly rate: $100 to $300 an hour (financial planning services); Flat fee: up to $1,500 (retirement plan consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Gainspoletti Wealth Planners located?",
      "a": "Gainspoletti Wealth Planners' principal office is in Cleveland, MS, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Gainspoletti Wealth Planners registered with the SEC or a state?",
      "a": "Gainspoletti Wealth Planners is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333768."
    },
    {
      "q": "How much does Gainspoletti Wealth Planners manage?",
      "a": "Gainspoletti Wealth Planners reports $127,000,000 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary)."
    },
    {
      "q": "How have Gainspoletti Wealth Planners' assets and staff changed since 2025?",
      "a": "In the Form ADV data for Gainspoletti Wealth Planners: Regulatory assets under management: $105,000,000 in the October 2025 data and $127,000,000 in the October 2026 data, up 21%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Gainspoletti Wealth Planners serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (205); high net worth individuals (45)."
    },
    {
      "q": "Which custodians does Gainspoletti Wealth Planners use?",
      "a": "Gainspoletti Wealth Planners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Gainspoletti Wealth Planners report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333768"
    },
    {
      "q": "What changed in Gainspoletti Wealth Planners' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $105,000,000 to $127,000,000 (+21%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 105000000.0,
      "total_employees": 3,
      "filing_date": "2025-07-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 127000000.0,
      "total_employees": 3,
      "filing_date": "2026-04-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $105,000,000 to $127,000,000 (+21%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in AL, AZ, CO, FL, GA, IL, KY, MD, ME, MO, MT, NY, OH, WI, WY."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 1, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,500 to $5,000 (financial plans, investment plans, and/or individual consultations)",
      "Hourly rate: $100 to $300 an hour (financial planning services)",
      "Flat fee: up to $1,500 (retirement plan consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,500 to $5,000 (financial plans, investment plans, and/or individual consultations)"
        ],
        "quotes": [
          "Clients are typically charged a fixed fee ranging from $1,500 - $5,000 or may be charged on an hourly basis generally at $100 - $300 per hour, depending on the type and complexity of financial planning services to be provided."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $300 an hour (financial planning services)"
        ],
        "quotes": [
          "Clients are typically charged a fixed fee ranging from $1,500 - $5,000 or may be charged on an hourly basis generally at $100 - $300 per hour, depending on the type and complexity of financial planning services to be provided."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $1,500 (retirement plan consulting services)"
        ],
        "quotes": [
          "For these types of services, clients are typically charged an initial fixed fee of up to $1,500 (which is based on the estimated amount of set up work needed), and an ongoing fee of up to 0.75% of assets under advisement to be charged quarterly in arrears."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 1500.0,
          "max": 5000.0,
          "period": "one_time",
          "service": "financial plans, investment plans, and/or individual consultations"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 300.0,
          "period": "hour",
          "service": "financial planning services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 1500.0,
          "period": "one_time",
          "service": "retirement plan consulting services"
        }
      ]
    },
    "quotes": [
      "Clients are typically charged a fixed fee ranging from $1,500 - $5,000 or may be charged on an hourly basis generally at $100 - $300 per hour, depending on the type and complexity of financial planning services to be provided.",
      "Clients are typically charged a fixed fee ranging from $1,500 - $5,000 or may be charged on an hourly basis generally at $100 - $300 per hour, depending on the type and complexity of financial planning services to be provided.",
      "For these types of services, clients are typically charged an initial fixed fee of up to $1,500 (which is based on the estimated amount of set up work needed), and an ongoing fee of up to 0.75% of assets under advisement to be charged quarterly in arrears."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/gainspoletti-wealth-planners-cleveland-ms-333768.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 205,
      "fewer_than_5": false,
      "raum": 34600000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 45,
      "fewer_than_5": false,
      "raum": 78000000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1400000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 13000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333768",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}