# Gainline Financial Partners, LLC

> Gainline Financial Partners, LLC is an SEC-registered investment advisory firm in Louisville, CO, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 326716
- Filed as: GAINLINE FINANCIAL PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Louisville, CO
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326716
- AdvisorCensus page: https://advisorcensus.com/firm/gainline-financial-partners-llc-louisville-co-326716

## Quick answers

**How is Gainline Financial Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gainline Financial Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Gainline Financial Partners, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated June 15, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Gainline Financial Partners, LLC located?**
Gainline Financial Partners, LLC's principal office is in Louisville, CO, according to its Form ADV.

**Is Gainline Financial Partners, LLC registered with the SEC or a state?**
Gainline Financial Partners, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326716.

**How much does Gainline Financial Partners, LLC manage?**
Gainline Financial Partners, LLC reports $348,643,115 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (94% discretionary).

**How have Gainline Financial Partners, LLC's assets and staff changed since 2023?**
In the Form ADV data for Gainline Financial Partners, LLC: Regulatory assets under management: $207,185,906 in the October 2023 data and $348,643,115 in the October 2026 data, up 68%. Total employees: 6 in October 2023 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gainline Financial Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (581); individuals (other than high net worth individuals) (417).

**Which custodians does Gainline Financial Partners, LLC use?**
Gainline Financial Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Gainline Financial Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326716

**What changed in Gainline Financial Partners, LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 15, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Our annual fee ranges up to 1.5% annually and is assessed and/or charged monthly in arrears, based on the ending period value.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $348,643,115
- Discretionary: $328,591,627
- Non-discretionary: $20,051,488

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 417 | $50,234,269 |
| High net worth individuals | 581 | $294,173,971 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,374,428 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,860,447 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CO, FL, IL, MA, MD, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gainlinefp.com
- LinkedIn @GAINLINEFINANCIALPARTNERS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $207,185,906 | 6 | September 22, 2023 |
| October 2024 | $220,679,372 | 7 | July 17, 2024 |
| October 2025 | $273,106,958 | 5 | March 28, 2025 |
| October 2026 | $348,643,115 | 6 | August 26, 2026 |

Regulatory assets under management: $207,185,906 in the October 2023 data and $348,643,115 in the October 2026 data, up 68%.
Total employees: 6 in October 2023 and 6 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $273,106,958 to $348,643,115 (+28%).

### December 2025
- Registered or notice-filed in MA, MD.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gainline Financial Partners, LLC (CRD 326716): Form ADV filing data as of October 2026.