# Gaines Capital Management

> Gaines Capital Management is a state-registered investment advisory firm in Atlanta, GA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 335414
- Filed as: GAINES CAPITAL MANAGEMENT
- Legal name: Gaines Capital Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/335414
- AdvisorCensus page: https://advisorcensus.com/firm/gaines-capital-management-atlanta-ga-335414

## Quick answers

**How is Gaines Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Gaines Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Gaines Capital Management located?**
Gaines Capital Management's principal office is in Atlanta, GA, according to its Form ADV.

**Is Gaines Capital Management registered with the SEC or a state?**
Gaines Capital Management is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 335414.

**How much does Gaines Capital Management manage?**
Gaines Capital Management reports $6,840,228 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**What types of clients does Gaines Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); high net worth individuals (4).

**Does Gaines Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335414

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $6,840,228
- Discretionary: $6,840,228
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $2,840,228 |
| High net worth individuals | 4 | $4,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gainescapitalmanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gaines Capital Management (CRD 335414): Form ADV filing data as of October 2026.