# Gabelli & Company Investment Advisers, Inc.

> Gabelli & Company Investment Advisers, Inc. is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 7, 2026.

- CRD: 137024
- Filed as: GABELLI & COMPANY INVESTMENT ADVISERS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: July 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/137024
- AdvisorCensus page: https://advisorcensus.com/firm/gabelli-and-company-investment-advisers-inc-greenwich-ct-137024

## Quick answers

**How is Gabelli & Company Investment Advisers, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Gabelli & Company Investment Advisers, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Gabelli & Company Investment Advisers, Inc. located?**
Gabelli & Company Investment Advisers, Inc.'s principal office is in Greenwich, CT, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Gabelli & Company Investment Advisers, Inc. registered with the SEC or a state?**
Gabelli & Company Investment Advisers, Inc. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 137024.

**How much does Gabelli & Company Investment Advisers, Inc. manage?**
Gabelli & Company Investment Advisers, Inc. reports $1,482,548,909 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (100% discretionary).

**How have Gabelli & Company Investment Advisers, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Gabelli & Company Investment Advisers, Inc.: Regulatory assets under management: $1,482,030,493 in the October 2021 data and $1,482,548,909 in the October 2026 data, unchanged. Total employees: 23 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Gabelli & Company Investment Advisers, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (12).

**Does Gabelli & Company Investment Advisers, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137024

**What changed in Gabelli & Company Investment Advisers, Inc.'s recent Form ADV filings?**
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,482,548,909
- Discretionary: $1,482,548,909
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 12 | $1,482,548,909 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (20 years)
- Employees: 27 total, 17 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Rye, NY

### Websites listed on Form ADV (Item 1.I)
- [associated-capital-group.com](https://associated-capital-group.com)
- [gabellipartners.com](https://gabellipartners.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,482,030,493 | 23 | August 24, 2021 |
| October 2022 | $1,908,796,756 | 21 | April 14, 2022 |
| October 2023 | $1,765,967,419 | 21 | April 27, 2023 |
| October 2024 | $1,531,181,790 | 21 | April 29, 2024 |
| October 2025 | $1,275,341,100 | 21 | March 25, 2025 |
| October 2026 | $1,482,548,909 | 27 | July 7, 2026 |

Regulatory assets under management: $1,482,030,493 in the October 2021 data and $1,482,548,909 in the October 2026 data, unchanged.
Total employees: 23 in October 2021 and 27 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Updated its list of owners and control persons (Schedule A).

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 18 to 17.
- Regulatory assets under management went from $1,275,341,100 to $1,482,548,909 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gabelli & Company Investment Advisers, Inc. (CRD 137024): Form ADV filing data as of October 2026.