# Gaard Capital LLC

> Gaard Capital LLC is a state-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 22, 2026.

- CRD: 332413
- Filed as: GAARD CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Utah
- Filing period: October 2026
- Form ADV filing dated: July 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332413
- AdvisorCensus page: https://advisorcensus.com/firm/gaard-capital-llc-332413

## Quick answers

**How is Gaard Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Gaard Capital LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Gaard Capital LLC registered with the SEC or a state?**
Gaard Capital LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 332413.

**How much does Gaard Capital LLC manage?**
Gaard Capital LLC reports $9,319,098 in regulatory assets under management in its Form ADV filing dated July 22, 2026 (100% discretionary).

**What types of clients does Gaard Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4).

**Does Gaard Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332413

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $9,319,098
- Discretionary: $9,319,098
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $9,319,098 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gaard.capital
- LinkedIn @gaardcapital

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Gaard Capital LLC (CRD 332413): Form ADV filing data as of October 2026.