{
  "crd_number": 281844,
  "slug": "ga-pincus-funds-llc-281844",
  "primary_business_name": "GA PINCUS FUNDS, LLC",
  "legal_name": "GA PINCUS FUNDS, LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2015-11-18",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-03-18",
  "carried_forward": false,
  "raum_total": 62121626.0,
  "raum_discretionary": 62121626.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 28559395.0,
      "count": 114
    },
    "high_net_worth_individuals": {
      "raum": 33562231.0,
      "count": 36
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "IL",
    "NY",
    "TN",
    "TX"
  ],
  "websites": [
    "https://facebook.com/GAPINCUSFUNDS",
    "https://gapincusfunds.com",
    "https://linkedin.com/COMPANY/PINCUS-FUNDS",
    "https://linkedin.com/company/gapincusfunds?viewAsMember=true",
    "https://twitter.com/GAPINCUSFUNDS"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/281844",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/ga-pincus-funds-llc-281844",
  "display_name": "GA Pincus Funds, LLC",
  "summary": "GA Pincus Funds, LLC is a state-registered investment advisory firm, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.",
  "citation": "AdvisorCensus. GA Pincus Funds, LLC (CRD 281844): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is GA Pincus Funds, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), GA Pincus Funds, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is GA Pincus Funds, LLC registered with the SEC or a state?",
      "a": "GA Pincus Funds, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 281844."
    },
    {
      "q": "How much does GA Pincus Funds, LLC manage?",
      "a": "GA Pincus Funds, LLC reports $62,121,626 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary)."
    },
    {
      "q": "How have GA Pincus Funds, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for GA Pincus Funds, LLC: Regulatory assets under management: $57,390,094 in the October 2025 data and $62,121,626 in the October 2026 data, up 8%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does GA Pincus Funds, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (114); high net worth individuals (36)."
    },
    {
      "q": "Does GA Pincus Funds, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281844"
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 57390094.0,
      "total_employees": 1,
      "filing_date": "2025-02-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 62121626.0,
      "total_employees": 1,
      "filing_date": "2026-03-18"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/ga-pincus-funds-llc-281844.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 114,
      "fewer_than_5": false,
      "raum": 28559395.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 36,
      "fewer_than_5": false,
      "raum": 33562231.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/281844",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}