# G10 LLC

> G10 LLC is an SEC-registered investment advisory firm in Hunt Valley, MD, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 8, 2026.

- CRD: 322876
- Also doing business as: KNOLLWOOD INVESTMENT ADVISORY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hunt Valley, MD
- Filing period: October 2026
- Form ADV filing dated: July 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/322876
- AdvisorCensus page: https://advisorcensus.com/firm/g10-llc-hunt-valley-md-322876

## Quick answers

**How is G10 LLC compensated?**
On its Form ADV (Item 5.E, October 2026), G10 LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is G10 LLC located?**
G10 LLC's principal office is in Hunt Valley, MD, according to its Form ADV.

**Is G10 LLC registered with the SEC or a state?**
G10 LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 322876.

**How much does G10 LLC manage?**
G10 LLC reports $4,906,344,778 in regulatory assets under management in its Form ADV filing dated July 8, 2026 (100% discretionary).

**How have G10 LLC's assets and staff changed since 2024?**
In the Form ADV data for G10 LLC: Regulatory assets under management: $4,333,224,641 in the October 2024 data and $4,906,344,778 in the October 2026 data, up 13%. Total employees: 42 in October 2024 and 49 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does G10 LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (84); corporations or other businesses not listed above (31); pooled investment vehicles (other than investment companies and business development companies) (16).

**Which custodians does G10 LLC use?**
G10 LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC and Northern Trust Securities, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does G10 LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322876

**What changed in G10 LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $4,344,889,495 to $4,906,344,778 (+13%). Employees performing advisory functions went from 12 to 14.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC
- Northern Trust Securities, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $4,906,344,778
- Discretionary: $4,903,403,989
- Non-discretionary: $2,940,789

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 84 | $83,933,153 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 16 | $4,770,461,473 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 6 | $1,145,752 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 31 | $1,627,236 |
| Other | 1 | $49,177,164 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (2 years)
- Employees: 49 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- kwiadvisory.com
- LinkedIn @knollwood-investment-advisory

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $4,333,224,641 | 42 | September 17, 2024 |
| October 2025 | $4,344,889,495 | 43 | July 16, 2025 |
| October 2026 | $4,906,344,778 | 49 | July 8, 2026 |

Regulatory assets under management: $4,333,224,641 in the October 2024 data and $4,906,344,778 in the October 2026 data, up 13%.
Total employees: 42 in October 2024 and 49 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $4,344,889,495 to $4,906,344,778 (+13%).
- Employees performing advisory functions went from 12 to 14.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. G10 LLC (CRD 322876): Form ADV filing data as of October 2026.