# G, G, & M Financial Goals

> G, G, & M Financial Goals is a state-registered investment advisory firm, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 117731
- Filed as: G, G, & M  FINANCIAL GOALS
- Legal name: Gaskin, Harry Thomas
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Virginia
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117731
- AdvisorCensus page: https://advisorcensus.com/firm/g-g-and-m-financial-goals-117731

## Quick answers

**How is G, G, & M Financial Goals compensated?**
On its Form ADV (Item 5.E, October 2026), G, G, & M Financial Goals reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is G, G, & M Financial Goals registered with the SEC or a state?**
G, G, & M Financial Goals is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 117731.

**How much does G, G, & M Financial Goals manage?**
G, G, & M Financial Goals reports $14,707,400 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (0% discretionary).

**What types of clients does G, G, & M Financial Goals serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (7); individuals (other than high net worth individuals) (3).

**Does G, G, & M Financial Goals report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117731

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $14,707,400
- Discretionary: $0
- Non-discretionary: $14,707,400

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $2,005,700 |
| High net worth individuals | 7 | $12,701,700 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: VA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117731

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. G, G, & M Financial Goals (CRD 117731): Form ADV filing data as of October 2026.