# G. Douglas Wealth Management

> G. Douglas Wealth Management is a state-registered investment advisory firm in Toms River, NJ, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 323256
- Filed as: G. DOUGLAS WEALTH MANAGEMENT
- Legal name: Bauerband, Douglas J
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Toms River, NJ
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/323256
- AdvisorCensus page: https://advisorcensus.com/firm/g-douglas-wealth-management-toms-river-nj-323256

## Quick answers

**How is G. Douglas Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), G. Douglas Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is G. Douglas Wealth Management located?**
G. Douglas Wealth Management's principal office is in Toms River, NJ, according to its Form ADV.

**Is G. Douglas Wealth Management registered with the SEC or a state?**
G. Douglas Wealth Management is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 323256.

**How much does G. Douglas Wealth Management manage?**
G. Douglas Wealth Management reports $35,500,000 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**What types of clients does G. Douglas Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (155); high net worth individuals (6); charitable organizations (1).

**Does G. Douglas Wealth Management report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323256

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $35,500,000
- Discretionary: $35,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 155 | $25,600,000 |
| High net worth individuals | 6 | $8,500,000 |
| Charitable organizations | 1 | $1,400,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, TX
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323256

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. G. Douglas Wealth Management (CRD 323256): Form ADV filing data as of October 2026.