{ "crd_number": 323256, "slug": "g-douglas-wealth-management-toms-river-nj-323256", "primary_business_name": "G. DOUGLAS WEALTH MANAGEMENT", "legal_name": "BAUERBAND, DOUGLAS J", "dbas": [], "city": "Toms River", "state": "NJ", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2023-07-10", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-03-23", "carried_forward": false, "raum_total": 35500000.0, "raum_discretionary": 35500000.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 1400000.0, "count": 1, "fewer_than_5": true }, "individuals": { "raum": 25600000.0, "count": 155 }, "high_net_worth_individuals": { "raum": 8500000.0, "count": 6 } }, "compensation_types": [ "fixed", "hourly", "other", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "NJ", "TX" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323256", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "TOMS RIVER", "url": "https://advisorcensus.com/firm/g-douglas-wealth-management-toms-river-nj-323256", "display_name": "G. Douglas Wealth Management", "summary": "G. Douglas Wealth Management is a state-registered investment advisory firm in Toms River, NJ, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.", "citation": "AdvisorCensus. G. Douglas Wealth Management (CRD 323256): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is G. Douglas Wealth Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), G. Douglas Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other." }, { "q": "Where is G. Douglas Wealth Management located?", "a": "G. Douglas Wealth Management's principal office is in Toms River, NJ, according to its Form ADV." }, { "q": "Is G. Douglas Wealth Management registered with the SEC or a state?", "a": "G. Douglas Wealth Management is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 323256." }, { "q": "How much does G. Douglas Wealth Management manage?", "a": "G. Douglas Wealth Management reports $35,500,000 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)." }, { "q": "What types of clients does G. Douglas Wealth Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (155); high net worth individuals (6); charitable organizations (1)." }, { "q": "Does G. Douglas Wealth Management report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323256" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/g-douglas-wealth-management-toms-river-nj-323256.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 155, "fewer_than_5": false, "raum": 25600000.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 6, "fewer_than_5": false, "raum": 8500000.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 1400000.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323256", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }