# Fundstrat Capital

> Fundstrat Capital is an SEC-registered investment advisory firm in New York, NY, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 332163
- Filed as: FUNDSTRAT CAPITAL
- Legal name: Fundstrat Capital LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332163
- AdvisorCensus page: https://advisorcensus.com/firm/fundstrat-capital-new-york-ny-332163

## Quick answers

**How is Fundstrat Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Fundstrat Capital reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fundstrat Capital located?**
Fundstrat Capital's principal office is in New York, NY, according to its Form ADV.

**Is Fundstrat Capital registered with the SEC or a state?**
Fundstrat Capital is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332163.

**How much does Fundstrat Capital manage?**
Fundstrat Capital reports $4,603,000,000 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Fundstrat Capital's assets and staff changed since 2024?**
In the Form ADV data for Fundstrat Capital: Regulatory assets under management: $901,000,000 in the October 2025 data and $4,603,000,000 in the October 2026 data, up 411%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fundstrat Capital serve?**
By number of clients on Form ADV Item 5.D: investment companies (3).

**Does Fundstrat Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332163

**What changed in Fundstrat Capital's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $901,000,000 to $4,603,000,000 (+411%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $4,603,000,000
- Discretionary: $4,603,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 3 | $4,603,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fundstratcapital.com
- grannyshots.com
- LinkedIn @fundstrat-capital
- X @fundstratcap

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | 3 | September 12, 2024 |
| October 2025 | $901,000,000 | 3 | March 12, 2025 |
| October 2026 | $4,603,000,000 | 3 | March 10, 2026 |

Regulatory assets under management: $901,000,000 in the October 2025 data and $4,603,000,000 in the October 2026 data, up 411%.
Total employees: 3 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $901,000,000 to $4,603,000,000 (+411%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fundstrat Capital (CRD 332163): Form ADV filing data as of October 2026.