# Fundamental Investment Services, LLC

> Fundamental Investment Services, LLC is an SEC-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 31, 2026.

- CRD: 330232
- Filed as: FUNDAMENTAL INVESTMENT SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: August 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330232
- AdvisorCensus page: https://advisorcensus.com/firm/fundamental-investment-services-llc-330232

## Quick answers

**How is Fundamental Investment Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fundamental Investment Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Fundamental Investment Services, LLC charge?**
Its Form ADV Part 2A brochure dated August 31, 2026 states: Flat fee: $50,000 to $200,000 a year (financial consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Fundamental Investment Services, LLC registered with the SEC or a state?**
Fundamental Investment Services, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330232.

**How much does Fundamental Investment Services, LLC manage?**
Fundamental Investment Services, LLC reports $12,230,738 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (100% discretionary).

**How have Fundamental Investment Services, LLC's assets and staff changed since 2024?**
In the Form ADV data for Fundamental Investment Services, LLC: Regulatory assets under management: $33,790,758 in the October 2024 data and $12,230,738 in the October 2026 data, down 64%. Total employees: 3 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fundamental Investment Services, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (1).

**Does Fundamental Investment Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330232

**What changed in Fundamental Investment Services, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $38,368,062 to $12,230,738 (-68%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 31, 2026)

- Flat fee: $50,000 to $200,000 a year (financial consulting services)

> We charge a fixed fee for financial consulting services. Fixed fees are negotiable and range from $50,000 - $200,000 annually, depending on the scope and complexity of services rendered.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $12,230,738
- Discretionary: $12,230,738
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 1 | $12,230,738 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- myfundamental.net/solutions

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $33,790,758 | 3 | August 23, 2024 |
| October 2025 | $38,368,062 | 3 | February 5, 2025 |
| October 2026 | $12,230,738 | 2 | August 31, 2026 |

Regulatory assets under management: $33,790,758 in the October 2024 data and $12,230,738 in the October 2026 data, down 64%.
Total employees: 3 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $38,368,062 to $12,230,738 (-68%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fundamental Investment Services, LLC (CRD 330232): Form ADV filing data as of October 2026.