# Fullington & Associates, LLC

> Fullington & Associates, LLC is a state-registered investment advisory firm, registered since 2004, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 130764
- Filed as: FULLINGTON & ASSOCIATES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Louisiana
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/130764
- AdvisorCensus page: https://advisorcensus.com/firm/fullington-and-associates-llc-130764

## Quick answers

**How is Fullington & Associates, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fullington & Associates, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Fullington & Associates, LLC registered with the SEC or a state?**
Fullington & Associates, LLC is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 130764.

**How much does Fullington & Associates, LLC manage?**
Fullington & Associates, LLC reports $13,250,946 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Fullington & Associates, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13); high net worth individuals (9).

**Does Fullington & Associates, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/130764

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $13,250,946
- Discretionary: $13,250,946
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $2,420,685 |
| High net worth individuals | 9 | $10,830,261 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2004 (22 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fullington & Associates, LLC (CRD 130764): Form ADV filing data as of October 2026.