# Fullerton Advisors, LLC

> Fullerton Advisors, LLC is an SEC-registered investment advisory firm in Danville, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 28, 2026.

- CRD: 148880
- Filed as: FULLERTON ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Danville, CA
- Filing period: October 2026
- Form ADV filing dated: January 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148880
- AdvisorCensus page: https://advisorcensus.com/firm/fullerton-advisors-llc-danville-ca-148880

## Quick answers

**How is Fullerton Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fullerton Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Fullerton Advisors, LLC located?**
Fullerton Advisors, LLC's principal office is in Danville, CA, according to its Form ADV.

**Is Fullerton Advisors, LLC registered with the SEC or a state?**
Fullerton Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 148880.

**How much does Fullerton Advisors, LLC manage?**
Fullerton Advisors, LLC reports $120,394,113 in regulatory assets under management in its Form ADV filing dated January 28, 2026 (100% discretionary).

**What types of clients does Fullerton Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (46); individuals (other than high net worth individuals) (23); charitable organizations (1).

**Which custodians does Fullerton Advisors, LLC use?**
Fullerton Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Fullerton Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148880

**What changed in Fullerton Advisors, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $108,063,637 to $120,394,113 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $120,394,113
- Discretionary: $120,394,113
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $18,532,529 |
| High net worth individuals | 46 | $100,394,113 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $1,054,207 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $413,264 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fullertonadvisors.com
- Facebook @FULLERTONADVISORSLLC
- LinkedIn @FULLERTON-ADVISORS
- X @FULLERTONFA

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $108,063,637 to $120,394,113 (+11%).

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fullerton Advisors, LLC (CRD 148880): Form ADV filing data as of October 2026.