# Fuller Capital Management, LLC

> Fuller Capital Management, LLC is a state-registered investment advisory firm, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2025.

- CRD: 115265
- Filed as: FULLER CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: TERMREQUEST)
- Filing period: October 2026
- Form ADV filing dated: March 27, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/115265
- AdvisorCensus page: https://advisorcensus.com/firm/fuller-capital-management-llc-115265

## Quick answers

**How is Fuller Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fuller Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Fuller Capital Management, LLC registered with the SEC or a state?**
Fuller Capital Management, LLC is a state-registered investment advisory firm. Status as filed: TERMREQUEST. CRD 115265.

**How much does Fuller Capital Management, LLC manage?**
Fuller Capital Management, LLC reports $25,536,988 in regulatory assets under management in its Form ADV filing dated March 27, 2025 (100% discretionary).

**What types of clients does Fuller Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (147); high net worth individuals (5).

**Does Fuller Capital Management, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115265

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $25,536,988
- Discretionary: $25,536,988
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 147 | $19,359,046 |
| High net worth individuals | 5 | $6,177,942 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Publication of periodicals or newsletters

### Firm details
- Registered since: Not reported
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115265

### Websites listed on Form ADV (Item 1.I)
- Facebook @FullerCapitalManagement

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fuller Capital Management, LLC (CRD 115265): Form ADV filing data as of October 2026.