# Fulcrum Wealth Management

> Fulcrum Wealth Management is an SEC-registered investment advisory firm in Plano, TX, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 159099
- Filed as: FULCRUM WEALTH MANAGEMENT
- Legal name: Fulcrum Equity Management, LLC
- Also doing business as: PROVIDENCE WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Plano, TX
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159099
- AdvisorCensus page: https://advisorcensus.com/firm/fulcrum-wealth-management-plano-tx-159099

## Quick answers

**How is Fulcrum Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Fulcrum Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fulcrum Wealth Management located?**
Fulcrum Wealth Management's principal office is in Plano, TX, according to its Form ADV.

**Is Fulcrum Wealth Management registered with the SEC or a state?**
Fulcrum Wealth Management is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 159099.

**How much does Fulcrum Wealth Management manage?**
Fulcrum Wealth Management reports $192,808,129 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary).

**How have Fulcrum Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Fulcrum Wealth Management: Regulatory assets under management: $337,599,149 in the October 2021 data and $192,808,129 in the October 2026 data, down 43%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fulcrum Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (461); high net worth individuals (23); corporations or other businesses not listed above (2).

**Which custodians does Fulcrum Wealth Management use?**
Fulcrum Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Fulcrum Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159099

**What changed in Fulcrum Wealth Management's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in KY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $192,808,129
- Discretionary: $192,808,129
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 461 | $85,846,111 |
| High net worth individuals | 23 | $105,340,404 |
| Other investment advisers | 1 | $1,142,538 |
| Corporations or other businesses not listed above | 2 | $479,076 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, KY, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fulcrumeq.com
- fulcrumwm.com
- LinkedIn @fulcrum-equity-management
- X @FulcrumEQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $337,599,149 | 5 | August 5, 2021 |
| October 2022 | $375,253,687 | 5 | September 20, 2022 |
| October 2023 | $195,332,144 | 5 | March 8, 2023 |
| October 2024 | $185,930,091 | 4 | March 29, 2024 |
| October 2025 | $189,975,946 | 3 | July 1, 2025 |
| October 2026 | $192,808,129 | 4 | July 14, 2026 |

Regulatory assets under management: $337,599,149 in the October 2021 data and $192,808,129 in the October 2026 data, down 43%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in KY.

### July 2026
- Registered or notice-filed in CT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fulcrum Wealth Management (CRD 159099): Form ADV filing data as of October 2026.