{ "crd_number": 284662, "slug": "fukoku-life-international-america-inc-new-york-ny-284662", "primary_business_name": "FUKOKU LIFE INTERNATIONAL (AMERICA) INC.", "legal_name": "FUKOKU LIFE INTERNATIONAL (AMERICA) INC.", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-01-03", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-04-27", "carried_forward": false, "raum_total": 327695193.0, "raum_discretionary": 0.0, "raum_non_discretionary": 327695193.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 6, "advisory_employees": 5, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 327695193.0, "count": 2, "description": "CAYMAN OPEN-ENDED EXEMPT UMBRELLA UNIT TRUST", "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "other" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284662", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/fukoku-life-international-america-inc-new-york-ny-284662", "display_name": "Fukoku Life International (America) Inc.", "summary": "Fukoku Life International (America) Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.", "citation": "AdvisorCensus. Fukoku Life International (America) Inc. (CRD 284662): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Other" ], "quick_answers": [ { "q": "How is Fukoku Life International (America) Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Fukoku Life International (America) Inc. reports these compensation arrangements: a percentage of assets under its management." }, { "q": "How much does Fukoku Life International (America) Inc. charge?", "a": "Its Form ADV Part 2A brochure dated February 19, 2026 states: Asset-based fee: 0.7% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Fukoku Life International (America) Inc. located?", "a": "Fukoku Life International (America) Inc.'s principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Fukoku Life International (America) Inc. registered with the SEC or a state?", "a": "Fukoku Life International (America) Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 284662." }, { "q": "How much does Fukoku Life International (America) Inc. manage?", "a": "Fukoku Life International (America) Inc. reports $327,695,193 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (0% discretionary)." }, { "q": "How have Fukoku Life International (America) Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Fukoku Life International (America) Inc.: Regulatory assets under management: $343,975,507 in the October 2021 data and $327,695,193 in the October 2026 data, down 5%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Fukoku Life International (America) Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: other (2)." }, { "q": "Which custodians does Fukoku Life International (America) Inc. use?", "a": "Fukoku Life International (America) Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Global Custody Services as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Fukoku Life International (America) Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284662" }, { "q": "Does Fukoku Life International (America) Inc. state an account minimum?", "a": "Its Form ADV Part 2A brochure dated February 19, 2026 says: \"FLIA does not impose a minimum account size.\"" }, { "q": "What changed in Fukoku Life International (America) Inc.'s recent Form ADV filings?", "a": "In the May 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 343975507.0, "total_employees": 5, "filing_date": "2021-05-19" }, { "period": "2022-10-01", "regulatory_assets_under_management": 363943582.0, "total_employees": 6, "filing_date": "2022-06-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 287192470.0, "total_employees": 6, "filing_date": "2023-05-16" }, { "period": "2024-10-01", "regulatory_assets_under_management": 307064064.0, "total_employees": 5, "filing_date": "2024-07-19" }, { "period": "2025-10-01", "regulatory_assets_under_management": 322370486.0, "total_employees": 5, "filing_date": "2025-04-22" }, { "period": "2026-10-01", "regulatory_assets_under_management": 327695193.0, "total_employees": 6, "filing_date": "2026-04-27" } ], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated February 19, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "0.7% to 1% a year", "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.7% to 1% a year (a range, as the brochure states it)" ], "quotes": [ "FLIA is paid between 0.70% - 1.00% per annum for these sub- advisory services." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "FLIA does not impose a minimum account size." ] } ], "values": { "tiers": [], "range_pct": [ 0.7, 1.0 ], "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "FLIA is paid between 0.70% - 1.00% per annum for these sub- advisory services.", "FLIA does not impose a minimum account size." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Global Custody Services", "name_as_filed": "GLOBAL CUSTODY SERVICES", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/fukoku-life-international-america-inc-new-york-ny-284662.md", "clients": [ { "type": "other", "label": "Other", "count": 2, "fewer_than_5": true, "raum": 327695193.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284662", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }