{
  "crd_number": 154382,
  "slug": "fsc-wealth-advisors-llc-fishkill-ny-154382",
  "primary_business_name": "FSC WEALTH ADVISORS, LLC",
  "legal_name": "FSC WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "Fishkill",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "28880",
  "metro": {
    "cbsa_code": "28880",
    "common_name": "Kiryas Joel",
    "msa_name": "Kiryas Joel-Poughkeepsie-Newburgh, NY",
    "path": "/advisors/ny/kiryas-joel"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-08-11",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 122275982.0,
  "raum_discretionary": 122275982.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 79423223.0,
      "count": 677
    },
    "high_net_worth_individuals": {
      "raum": 11803325.0,
      "count": 9
    },
    "pooled_investment_vehicles": {
      "raum": 30559043.0,
      "count": 2
    },
    "corporations_other_businesses": {
      "raum": 490391.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL",
    "MD",
    "NC",
    "NH",
    "NJ",
    "NY",
    "PA",
    "RI",
    "SC",
    "TX"
  ],
  "websites": [
    "https://facebook.com/FSCWEALTH",
    "https://fscwealthadvisors.com",
    "https://instagram.com/fsc_wealth_advisors",
    "https://linkedin.com/COMPANY/FSC-WEALTH-ADVISORS-LLC",
    "https://linkedin.com/in/james-comblo",
    "https://linkedin.com/in/jeffrey-scott1",
    "https://twitter.com/FSCWEALTH",
    "https://twitter.com/james_comblo",
    "https://youtube.com/@fscwealthadvisorsllc9395"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154382",
  "city_as_filed": "FISHKILL",
  "url": "https://advisorcensus.com/firm/fsc-wealth-advisors-llc-fishkill-ny-154382",
  "display_name": "FSC Wealth Advisors, LLC",
  "summary": "FSC Wealth Advisors, LLC is an SEC-registered investment advisory firm in Fishkill, NY, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. FSC Wealth Advisors, LLC (CRD 154382): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is FSC Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), FSC Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does FSC Wealth Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $275 an hour (investment advice or financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is FSC Wealth Advisors, LLC located?",
      "a": "FSC Wealth Advisors, LLC's principal office is in Fishkill, NY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is FSC Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "FSC Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 154382."
    },
    {
      "q": "How much does FSC Wealth Advisors, LLC manage?",
      "a": "FSC Wealth Advisors, LLC reports $122,275,982 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have FSC Wealth Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for FSC Wealth Advisors, LLC: Regulatory assets under management: $181,208,092 in the October 2021 data and $122,275,982 in the October 2026 data, down 33%. Total employees: 9 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does FSC Wealth Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (677); high net worth individuals (9); pooled investment vehicles (other than investment companies and business development companies) (2)."
    },
    {
      "q": "Which custodians does FSC Wealth Advisors, LLC use?",
      "a": "FSC Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Broadridge Business Process Outsourcing, LLC, Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does FSC Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154382"
    },
    {
      "q": "What changed in FSC Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $283,104,630 to $122,275,982 (-57%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 181208092.0,
      "total_employees": 9,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 218416822.0,
      "total_employees": 5,
      "filing_date": "2022-08-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 220611172.0,
      "total_employees": 6,
      "filing_date": "2023-04-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 248663333.0,
      "total_employees": 5,
      "filing_date": "2024-08-09"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 283104630.0,
      "total_employees": 5,
      "filing_date": "2025-03-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 122275982.0,
      "total_employees": 5,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $283,104,630 to $122,275,982 (-57%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $275 an hour (investment advice or financial planning)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $275 an hour (investment advice or financial planning)"
        ],
        "quotes": [
          "We may also provide investment advice or financial planning to clients on an hourly or fixed rate fee. Our maximum hourly rate is $275.00 per hour depending on the complexity of the issue being addressed."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 275.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "investment advice or financial planning"
        }
      ]
    },
    "quotes": [
      "We may also provide investment advice or financial planning to clients on an hourly or fixed rate fee. Our maximum hourly rate is $275.00 per hour depending on the complexity of the issue being addressed."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Broadridge Business Process Outsourcing, LLC",
      "name_as_filed": "BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/fsc-wealth-advisors-llc-fishkill-ny-154382.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 677,
      "fewer_than_5": false,
      "raum": 79423223.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 9,
      "fewer_than_5": false,
      "raum": 11803325.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 30559043.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 490391.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154382",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}