# Frisch Financial Group, Inc.

> Frisch Financial Group, Inc. is an SEC-registered investment advisory firm in Melville, NY, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated April 10, 2026.

- CRD: 126524
- Filed as: FRISCH FINANCIAL GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Melville, NY
- Filing period: October 2026
- Form ADV filing dated: April 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126524
- AdvisorCensus page: https://advisorcensus.com/firm/frisch-financial-group-inc-melville-ny-126524

## Quick answers

**How is Frisch Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Frisch Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Frisch Financial Group, Inc. located?**
Frisch Financial Group, Inc.'s principal office is in Melville, NY, according to its Form ADV; the May 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Frisch Financial Group, Inc. registered with the SEC or a state?**
Frisch Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 126524.

**How much does Frisch Financial Group, Inc. manage?**
Frisch Financial Group, Inc. reports $931,564,656 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (96% discretionary).

**How have Frisch Financial Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Frisch Financial Group, Inc.: Regulatory assets under management: $564,931,926 in the October 2021 data and $931,564,656 in the October 2026 data, up 65%. Total employees: 10 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Frisch Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (358); individuals (other than high net worth individuals) (243).

**Which custodians does Frisch Financial Group, Inc. use?**
Frisch Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Frisch Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126524

**What changed in Frisch Financial Group, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in OK.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $931,564,656
- Discretionary: $893,237,340
- Non-discretionary: $38,327,316

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 243 | $104,375,033 |
| High net worth individuals | 358 | $819,214,446 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,418,813 |
| Charitable organizations | Fewer than 5 | $4,478,791 |
| Corporations or other businesses not listed above | Fewer than 5 | $77,573 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2003 (23 years)
- Employees: 18 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, MA, NC, NH, NJ, NV, NY, OK, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- New York, NY
- Tampa, FL
- White Plains, NY

### Websites listed on Form ADV (Item 1.I)
- [frischfinancial.com](https://frischfinancial.com)
- Facebook @FRISCHFINANCIALGROUPINC
- LinkedIn @3041267

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $564,931,926 | 10 | September 17, 2021 |
| October 2022 | $660,581,026 | 12 | March 24, 2022 |
| October 2023 | $591,563,808 | 14 | March 28, 2023 |
| October 2024 | $720,848,515 | 15 | March 22, 2024 |
| October 2025 | $789,658,037 | 16 | March 28, 2025 |
| October 2026 | $931,564,656 | 18 | April 10, 2026 |

Regulatory assets under management: $564,931,926 in the October 2021 data and $931,564,656 in the October 2026 data, up 65%.
Total employees: 10 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in OK.

### April 2026
- Regulatory assets under management went from $789,658,037 to $931,564,656 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Frisch Financial Group, Inc. (CRD 126524): Form ADV filing data as of October 2026.