{ "crd_number": 166682, "slug": "freeport-financial-partners-llc-chicago-il-166682", "primary_business_name": "FREEPORT FINANCIAL PARTNERS LLC", "legal_name": "FREEPORT FINANCIAL PARTNERS LLC", "dbas": [], "city": "Chicago", "state": "IL", "country": "United States", "cbsa_code": "16980", "metro": { "cbsa_code": "16980", "common_name": "Chicago", "msa_name": "Chicago-Naperville-Elgin, IL-IN", "path": "/advisors/il/chicago" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2013-05-07", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 4074557646.0, "raum_discretionary": 4074557646.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 24, "advisory_employees": 18, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 4074557646.0, "count": 19 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "IL" ], "websites": [ "https://freeportfinancialpartners.com", "https://linkedin.com/company/freeport-financial", "https://moelisassetmanagement.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166682", "city_as_filed": "CHICAGO", "url": "https://advisorcensus.com/firm/freeport-financial-partners-llc-chicago-il-166682", "display_name": "Freeport Financial Partners LLC", "summary": "Freeport Financial Partners LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2013, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. Freeport Financial Partners LLC (CRD 166682): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Freeport Financial Partners LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Freeport Financial Partners LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Freeport Financial Partners LLC located?", "a": "Freeport Financial Partners LLC's principal office is in Chicago, IL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Freeport Financial Partners LLC registered with the SEC or a state?", "a": "Freeport Financial Partners LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 166682." }, { "q": "How much does Freeport Financial Partners LLC manage?", "a": "Freeport Financial Partners LLC reports $4,074,557,646 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)." }, { "q": "How have Freeport Financial Partners LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Freeport Financial Partners LLC: Regulatory assets under management: $1,992,959,434 in the October 2021 data and $4,074,557,646 in the October 2026 data, up 104%. Total employees: 18 in October 2021 and 24 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Freeport Financial Partners LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (19)." }, { "q": "Does Freeport Financial Partners LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166682" }, { "q": "Does Freeport Financial Partners LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"We typically impose a minimum investment in each Freeport Fund of $500,000 although this minimum may be waived at our discretion.\"" }, { "q": "What changed in Freeport Financial Partners LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 17 to 18." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1992959434.0, "total_employees": 18, "filing_date": "2021-08-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2655791920.0, "total_employees": 20, "filing_date": "2022-08-22" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2853895315.0, "total_employees": 19, "filing_date": "2023-03-09" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3372543237.0, "total_employees": 21, "filing_date": "2024-08-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3952475242.0, "total_employees": 22, "filing_date": "2025-05-20" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4074557646.0, "total_employees": 24, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 17 to 18." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 25, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$500,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $500,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "We typically impose a minimum investment in each Freeport Fund of $500,000 although this minimum may be waived at our discretion." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 500000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "We typically impose a minimum investment in each Freeport Fund of $500,000 although this minimum may be waived at our discretion." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/freeport-financial-partners-llc-chicago-il-166682.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 19, "fewer_than_5": false, "raum": 4074557646.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166682", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }