{ "crd_number": 156819, "slug": "freeman-spogli-los-angeles-ca-156819", "primary_business_name": "FREEMAN SPOGLI", "legal_name": "FREEMAN SPOGLI MANAGEMENT CO., L.P.", "dbas": [], "city": "Los Angeles", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 6160279532.0, "raum_discretionary": 6160279532.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 35, "advisory_employees": 28, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 6160279532.0, "count": 7 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "NY" ], "websites": [ "https://freemanspogli.com", "https://linkedin.com/company/freeman-spogli-&-co" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156819", "city_as_filed": "LOS ANGELES", "url": "https://advisorcensus.com/firm/freeman-spogli-los-angeles-ca-156819", "display_name": "Freeman Spogli", "summary": "Freeman Spogli is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Freeman Spogli (CRD 156819): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Freeman Spogli compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Freeman Spogli reports these compensation arrangements: a percentage of assets under its management; other." }, { "q": "Where is Freeman Spogli located?", "a": "Freeman Spogli's principal office is in Los Angeles, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Freeman Spogli registered with the SEC or a state?", "a": "Freeman Spogli is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156819." }, { "q": "How much does Freeman Spogli manage?", "a": "Freeman Spogli reports $6,160,279,532 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Freeman Spogli's assets and staff changed since 2021?", "a": "In the Form ADV data for Freeman Spogli: Regulatory assets under management: $4,226,347,589 in the October 2021 data and $6,160,279,532 in the October 2026 data, up 46%. Total employees: 38 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Freeman Spogli serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7)." }, { "q": "Does Freeman Spogli report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156819" }, { "q": "What changed in Freeman Spogli's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 27 to 28. Regulatory assets under management went from $7,099,513,744 to $6,160,279,532 (-13%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 4226347589.0, "total_employees": 38, "filing_date": "2021-09-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5196743896.0, "total_employees": 38, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 5545966492.0, "total_employees": 39, "filing_date": "2023-04-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 5898767266.0, "total_employees": 40, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7099513744.0, "total_employees": 39, "filing_date": "2025-05-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 6160279532.0, "total_employees": 35, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 27 to 28.", "Regulatory assets under management went from $7,099,513,744 to $6,160,279,532 (-13%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/freeman-spogli-los-angeles-ca-156819.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 6160279532.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156819", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }