# Frazee Investment Consulting, Inc.

> Frazee Investment Consulting, Inc. is an SEC-registered investment advisory firm in Memphis, TN, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 13, 2026.

- CRD: 123662
- Filed as: FRAZEE INVESTMENT CONSULTING, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Memphis, TN
- Filing period: October 2026
- Form ADV filing dated: July 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/123662
- AdvisorCensus page: https://advisorcensus.com/firm/frazee-investment-consulting-inc-memphis-tn-123662

## Quick answers

**How is Frazee Investment Consulting, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Frazee Investment Consulting, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**How much does Frazee Investment Consulting, Inc. charge?**
Its Form ADV Part 2A brochure dated July 7, 2026 states: Flat fee: $2,500 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Frazee Investment Consulting, Inc. located?**
Frazee Investment Consulting, Inc.'s principal office is in Memphis, TN, according to its Form ADV.

**Is Frazee Investment Consulting, Inc. registered with the SEC or a state?**
Frazee Investment Consulting, Inc. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 123662.

**How much does Frazee Investment Consulting, Inc. manage?**
Frazee Investment Consulting, Inc. reports $195,541,442 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (100% discretionary).

**How have Frazee Investment Consulting, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Frazee Investment Consulting, Inc.: Regulatory assets under management: $157,716,061 in the October 2021 data and $195,541,442 in the October 2026 data, up 24%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Frazee Investment Consulting, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (59); high net worth individuals (51).

**Which custodians does Frazee Investment Consulting, Inc. use?**
Frazee Investment Consulting, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Frazee Investment Consulting, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123662

**Does Frazee Investment Consulting, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated July 7, 2026 says: "A minimum deposit of $500,000 is typically required to establish a managed account. There is no minimum annual fee for any account." "With some exceptions, the minimum portfolio value eligible for a managed account is $500,000. There is no minimum annual fee for any account. Under certain circumstances and in our sole discretion, we may negotiate the account minimums."

**What changed in Frazee Investment Consulting, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $177,168,541 to $195,541,442 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated July 7, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> A minimum deposit of $500,000 is typically required to establish a managed account. There is no minimum annual fee for any account.

> With some exceptions, the minimum portfolio value eligible for a managed account is $500,000. There is no minimum annual fee for any account. Under certain circumstances and in our sole discretion, we may negotiate the account minimums.

- Flat fee: $2,500 (financial planning services)

> We charge a fixed fee for financial planning services. The minimum fee is typically $2,500 but is negotiable depending upon the complexity and scope of the plan, your financial situation, and your objectives.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $195,541,442
- Discretionary: $195,541,442
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 59 | $26,325,156 |
| High net worth individuals | 51 | $160,382,694 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,689,976 |
| Charitable organizations | Fewer than 5 | $7,143,616 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2019 (7 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MS, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [frazeeinvestment.com](https://frazeeinvestment.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $157,716,061 | 3 | March 3, 2021 |
| October 2022 | $176,654,343 | 3 | June 28, 2022 |
| October 2023 | $165,628,155 | 3 | February 23, 2023 |
| October 2024 | $164,591,993 | 3 | March 5, 2024 |
| October 2025 | $177,168,541 | 3 | February 19, 2025 |
| October 2026 | $195,541,442 | 3 | July 13, 2026 |

Regulatory assets under management: $157,716,061 in the October 2021 data and $195,541,442 in the October 2026 data, up 24%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $177,168,541 to $195,541,442 (+10%).

### January 2026
- No longer registered or notice-filed in NE.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Frazee Investment Consulting, Inc. (CRD 123662): Form ADV filing data as of October 2026.