{ "crd_number": 111364, "slug": "franklin-templeton-investments-corp-toronto-ontario-111364", "primary_business_name": "FRANKLIN TEMPLETON INVESTMENTS CORP.", "legal_name": "FRANKLIN TEMPLETON INVESTMENTS CORP.", "dbas": [ "CLEARBRIDGE INVESTMENTS", "FRANKLIN FIXED INCOME", "FRANKLIN TEMPLETON", "FRANKLIN TEMPLETON CANADA", "FRANKLIN TEMPLETON FIXED INCOME", "FRANKLIN TEMPLETON INSTITUTIONAL", "FRANKLIN TEMPLETON INVESTMENT SOLUTIONS" ], "city": "Toronto (ontario)", "state": null, "country": "Canada", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2000-12-06", "years_registered": 25, "period": "2026-10-01", "filing_date": "2026-09-16", "carried_forward": false, "raum_total": 12774267541.0, "raum_discretionary": 12766272370.0, "raum_non_discretionary": 7995171.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 193, "advisory_employees": 28, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 13202.0, "count": null, "description": "VARIOUS", "fewer_than_5": true }, "charitable": { "raum": 271552143.0, "count": 23 }, "state_municipal": { "raum": 22520960.0, "count": null, "fewer_than_5": true }, "insurance_companies": { "raum": 126371253.0, "count": null, "fewer_than_5": true }, "investment_companies": { "raum": 924256791.0, "count": 3 }, "pension_profit_sharing": { "raum": 223658249.0, "count": 17 }, "other_investment_advisers": { "raum": 7995170.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 11505051.0, "count": 47 }, "pooled_investment_vehicles": { "raum": 10509271380.0, "count": 48 }, "sovereign_wealth_foreign_official": { "raum": 677123342.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional", "portfolio_management_investment_companies" ], "wrap_fee_participant": true, "disclosure_yes_count": 4, "states_registered": [], "websites": [ "https://facebook.com/franklintempleton", "https://fiduciarytrust.ca", "https://franklinindices.com", "https://franklinresources.com", "https://franklintempleton.ca/en-ca", "https://franklintempleton.com", "https://franklintempletonglobal.com", "https://franklintempletonme.com", "https://franklintempletonoffshore.com", "https://franklintempletontalkingmarkets.libsyn.com", "https://ftinstitutional.com", "https://ftinstitutionalapac.com", "https://ftinstitutionalemea.com", "https://instagram.com/franklintempleton", "https://linkedin.com/company/fiduciary-trust-co-of-canada", "https://linkedin.com/company/franklin-templeton", "https://tiktok.com/@franklintempleton", "https://x.com/FTI_CANADA", "https://x.com/FTI_Emerging", "https://x.com/FTI_GLOBAL", "https://youtube.com/user/franklinresourcestv" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111364", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" } ], "city_as_filed": "TORONTO (ONTARIO)", "url": "https://advisorcensus.com/firm/franklin-templeton-investments-corp-toronto-ontario-111364", "display_name": "Franklin Templeton Investments Corp.", "summary": "Franklin Templeton Investments Corp. is an SEC-registered investment advisory firm in Toronto (ontario), Canada, registered since 2000, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.", "citation": "AdvisorCensus. Franklin Templeton Investments Corp. (CRD 111364): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is Franklin Templeton Investments Corp. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Franklin Templeton Investments Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Franklin Templeton Investments Corp. located?", "a": "Franklin Templeton Investments Corp.'s principal office is in Toronto (ontario), Canada, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Franklin Templeton Investments Corp. registered with the SEC or a state?", "a": "Franklin Templeton Investments Corp. is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 111364." }, { "q": "How much does Franklin Templeton Investments Corp. manage?", "a": "Franklin Templeton Investments Corp. reports $12,774,267,541 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary)." }, { "q": "How have Franklin Templeton Investments Corp.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Franklin Templeton Investments Corp.: Regulatory assets under management: $19,401,578,936 in the October 2021 data and $12,774,267,541 in the October 2026 data, down 34%. Total employees: 286 in October 2021 and 193 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Franklin Templeton Investments Corp. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (48); high net worth individuals (47); charitable organizations (23)." }, { "q": "Which custodians does Franklin Templeton Investments Corp. use?", "a": "Franklin Templeton Investments Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Royal Bank of Canada and State Street Bank and Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Franklin Templeton Investments Corp. report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111364" }, { "q": "What changed in Franklin Templeton Investments Corp.'s recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 19401578936.0, "total_employees": 286, "filing_date": "2021-04-05" }, { "period": "2022-10-01", "regulatory_assets_under_management": 19304741315.0, "total_employees": 286, "filing_date": "2022-05-12" }, { "period": "2023-10-01", "regulatory_assets_under_management": 14739431371.0, "total_employees": 225, "filing_date": "2023-06-01" }, { "period": "2024-10-01", "regulatory_assets_under_management": 14423070974.0, "total_employees": 204, "filing_date": "2024-05-23" }, { "period": "2025-10-01", "regulatory_assets_under_management": 21589981468.0, "total_employees": 202, "filing_date": "2024-12-24" }, { "period": "2026-10-01", "regulatory_assets_under_management": 12774267541.0, "total_employees": 193, "filing_date": "2026-09-16" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer lists the business name Franklin Bissett Investment Management.", "Added the business name Franklin Templeton Investment Solutions.", "Added the business name Franklin Templeton Institutional.", "Added the business name Franklin Templeton Fixed Income.", "Added the business name Franklin Templeton Canada.", "Added the business name Franklin Templeton.", "Added the business name Franklin Fixed Income.", "Added the business name Clearbridge Investments.", "Employees performing advisory functions went from 26 to 28.", "Regulatory assets under management went from $21,589,981,468 to $12,774,267,541 (-41%).", "Added an office in Montreal, Quebec.", "No longer lists an office in Quebec." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Royal Bank of Canada", "name_as_filed": "ROYAL BANK OF CANADA", "affiliated": false }, { "name": "State Street Bank and Trust Company", "name_as_filed": "STATE STREET BANK AND TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/franklin-templeton-investments-corp-toronto-ontario-111364.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 47, "fewer_than_5": false, "raum": 11505051.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 3, "fewer_than_5": false, "raum": 924256791.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 48, "fewer_than_5": false, "raum": 10509271380.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 17, "fewer_than_5": false, "raum": 223658249.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 23, "fewer_than_5": false, "raum": 271552143.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": null, "fewer_than_5": true, "raum": 22520960.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": null, "fewer_than_5": true, "raum": 7995170.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 126371253.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": true, "raum": 677123342.0 }, { "type": "other", "label": "Other", "count": null, "fewer_than_5": true, "raum": 13202.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111364", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }