{ "crd_number": 111360, "slug": "franklin-templeton-investment-management-limited-london-111360", "primary_business_name": "FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED", "legal_name": "FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1998-01-20", "years_registered": 28, "period": "2026-10-01", "filing_date": "2026-09-16", "carried_forward": false, "raum_total": 40524968335.0, "raum_discretionary": 40524968335.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 122, "advisory_employees": 71, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "state_municipal": { "raum": 2734511477.0, "count": 8 }, "insurance_companies": { "raum": 139932698.0, "count": null, "fewer_than_5": true }, "investment_companies": { "raum": 4018676656.0, "count": 12 }, "pension_profit_sharing": { "raum": 1188077659.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 43303224.0, "count": 5 }, "pooled_investment_vehicles": { "raum": 23976620793.0, "count": 107 }, "corporations_other_businesses": { "raum": 99451737.0, "count": null, "fewer_than_5": true }, "sovereign_wealth_foreign_official": { "raum": 8324394091.0, "count": 10 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": true, "disclosure_yes_count": 4, "states_registered": [], "websites": [ "https://facebook.com/franklintempleton", "https://fondulproprietatea.ro", "https://franklinindices.com", "https://franklinresources.com", "https://franklintempleton.co.uk", "https://franklintempleton.com", "https://franklintempleton.com.es", "https://franklintempleton.com.pt", "https://franklintempleton.dk", "https://franklintempleton.fi", "https://franklintempleton.nl", "https://franklintempleton.no", "https://franklintempleton.ro", "https://franklintempleton.se", "https://franklintempletonglobal.com", "https://franklintempletonme.com", "https://franklintempletonnordic.com", "https://franklintempletonoffshore.com", "https://franklintempletontalkingmarkets.libsyn.com", "https://ftinstitutional.com", "https://ftinstitutionalapac.com", "https://ftinstitutionalemea.com", "https://instagram.com/franklintempleton", "https://linkedin.com/company/franklin-templeton", "https://temit.co.uk", "https://tiktok.com/@franklintempleton", "https://x.com/FTI_Emerging", "https://x.com/FTI_Spain", "https://x.com/fti_germany", "https://x.com/fti_global", "https://x.com/temit", "https://youtube.com/user/franklinresourcestv" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111360", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" } ], "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/franklin-templeton-investment-management-limited-london-111360", "display_name": "Franklin Templeton Investment Management Limited", "summary": "Franklin Templeton Investment Management Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 1998, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.", "citation": "AdvisorCensus. Franklin Templeton Investment Management Limited (CRD 111360): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is Franklin Templeton Investment Management Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Franklin Templeton Investment Management Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Franklin Templeton Investment Management Limited located?", "a": "Franklin Templeton Investment Management Limited's principal office is in London, United Kingdom, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Franklin Templeton Investment Management Limited registered with the SEC or a state?", "a": "Franklin Templeton Investment Management Limited is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 111360." }, { "q": "How much does Franklin Templeton Investment Management Limited manage?", "a": "Franklin Templeton Investment Management Limited reports $40,524,968,335 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary)." }, { "q": "How have Franklin Templeton Investment Management Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Franklin Templeton Investment Management Limited: Regulatory assets under management: $22,376,304,471 in the October 2021 data and $40,524,968,335 in the October 2026 data, up 81%. Total employees: 126 in October 2021 and 122 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Franklin Templeton Investment Management Limited serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (107); investment companies (12); sovereign wealth funds and foreign official institutions (10)." }, { "q": "Which custodians does Franklin Templeton Investment Management Limited use?", "a": "Franklin Templeton Investment Management Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citigroup Inc., JPMorgan Chase & Co, Northern Trust Corporation and State Street Bank and Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Franklin Templeton Investment Management Limited report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111360" }, { "q": "What changed in Franklin Templeton Investment Management Limited's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 22376304471.0, "total_employees": 126, "filing_date": "2021-04-12" }, { "period": "2022-10-01", "regulatory_assets_under_management": 25528202866.0, "total_employees": 148, "filing_date": "2022-05-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 22911467225.0, "total_employees": 172, "filing_date": "2023-08-04" }, { "period": "2024-10-01", "regulatory_assets_under_management": 25340480528.0, "total_employees": 172, "filing_date": "2024-08-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 30899948758.0, "total_employees": 172, "filing_date": "2025-01-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": 40524968335.0, "total_employees": 122, "filing_date": "2026-09-16" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Employees performing advisory functions went from 49 to 71.", "Regulatory assets under management went from $30,899,948,758 to $40,524,968,335 (+31%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Citigroup Inc.", "name_as_filed": "CITIGROUP INC.", "affiliated": false }, { "name": "JPMorgan Chase & Co", "name_as_filed": "JPMORGAN CHASE & CO", "affiliated": false }, { "name": "Northern Trust Corporation", "name_as_filed": "NORTHERN TRUST CORPORATION", "affiliated": false }, { "name": "State Street Bank and Trust Company", "name_as_filed": "STATE STREET BANK AND TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/franklin-templeton-investment-management-limited-london-111360.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 5, "fewer_than_5": false, "raum": 43303224.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 12, "fewer_than_5": false, "raum": 4018676656.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 107, "fewer_than_5": false, "raum": 23976620793.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 1188077659.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 8, "fewer_than_5": false, "raum": 2734511477.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 139932698.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 10, "fewer_than_5": false, "raum": 8324394091.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 99451737.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111360", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }