{ "crd_number": 140432, "slug": "franklin-templeton-fund-adviser-llc-new-york-ny-140432", "primary_business_name": "FRANKLIN TEMPLETON FUND ADVISER, LLC", "legal_name": "FRANKLIN TEMPLETON FUND ADVISER, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2006-05-23", "years_registered": 20, "period": "2026-10-01", "filing_date": "2026-09-03", "carried_forward": false, "raum_total": 167438268729.0, "raum_discretionary": 167438268729.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 0, "advisory_employees": 0, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 143467697743.0, "count": 119 }, "pooled_investment_vehicles": { "raum": 23970570986.0, "count": 6 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "CT", "NY" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140432", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/franklin-templeton-fund-adviser-llc-new-york-ny-140432", "display_name": "Franklin Templeton Fund Adviser, LLC", "summary": "Franklin Templeton Fund Adviser, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 3, 2026.", "citation": "AdvisorCensus. Franklin Templeton Fund Adviser, LLC (CRD 140432): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Franklin Templeton Fund Adviser, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Franklin Templeton Fund Adviser, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Franklin Templeton Fund Adviser, LLC located?", "a": "Franklin Templeton Fund Adviser, LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Franklin Templeton Fund Adviser, LLC registered with the SEC or a state?", "a": "Franklin Templeton Fund Adviser, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 140432." }, { "q": "How much does Franklin Templeton Fund Adviser, LLC manage?", "a": "Franklin Templeton Fund Adviser, LLC reports $167,438,268,729 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (100% discretionary)." }, { "q": "How have Franklin Templeton Fund Adviser, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Franklin Templeton Fund Adviser, LLC: Regulatory assets under management: $241,168,030,071 in the October 2021 data and $167,438,268,729 in the October 2026 data, down 31%. Total employees: 13 in October 2021 and 0 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Franklin Templeton Fund Adviser, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (119); pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Does Franklin Templeton Fund Adviser, LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140432" }, { "q": "What changed in Franklin Templeton Fund Adviser, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 241168030071.0, "total_employees": 13, "filing_date": "2021-06-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 248946457461.0, "total_employees": 7, "filing_date": "2021-12-24" }, { "period": "2023-10-01", "regulatory_assets_under_management": 212539533442.0, "total_employees": 6, "filing_date": "2022-12-21" }, { "period": "2024-10-01", "regulatory_assets_under_management": 196074089865.0, "total_employees": 6, "filing_date": "2023-12-20" }, { "period": "2025-10-01", "regulatory_assets_under_management": 191596274875.0, "total_employees": 0, "filing_date": "2024-12-13" }, { "period": "2026-10-01", "regulatory_assets_under_management": 167438268729.0, "total_employees": 0, "filing_date": "2026-09-03" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Regulatory assets under management went from $191,596,274,875 to $167,438,268,729 (-13%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/franklin-templeton-fund-adviser-llc-new-york-ny-140432.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 119, "fewer_than_5": false, "raum": 143467697743.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 23970570986.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140432", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }