{
  "crd_number": 112396,
  "slug": "frank-k-swyden-asset-mngt-inc-prairie-village-ks-112396",
  "primary_business_name": "FRANK K. SWYDEN ASSET MNGT INC",
  "legal_name": "FRANK K. SWYDEN ASSET MNGT INC",
  "dbas": [],
  "city": "Prairie Village",
  "state": "KS",
  "country": "United States",
  "cbsa_code": "28140",
  "metro": {
    "cbsa_code": "28140",
    "common_name": "Kansas City",
    "msa_name": "Kansas City, MO-KS",
    "path": "/advisors/mo/kansas-city"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "1999-01-11",
  "years_registered": 27,
  "period": "2026-10-01",
  "filing_date": "2026-06-08",
  "carried_forward": false,
  "raum_total": 52532983.0,
  "raum_discretionary": 52532983.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 9868512.0,
      "count": 33
    },
    "high_net_worth_individuals": {
      "raum": 42664471.0,
      "count": 14
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "KS",
    "MO"
  ],
  "websites": [
    "https://linkedin.com/in/frank-swyden-23aa9b7"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112396",
  "city_as_filed": "PRAIRIE VILLAGE",
  "url": "https://advisorcensus.com/firm/frank-k-swyden-asset-mngt-inc-prairie-village-ks-112396",
  "display_name": "Frank K. Swyden Asset MNGT Inc",
  "summary": "Frank K. Swyden Asset MNGT Inc is a state-registered investment advisory firm in Prairie Village, KS, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 8, 2026.",
  "citation": "AdvisorCensus. Frank K. Swyden Asset MNGT Inc (CRD 112396): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Frank K. Swyden Asset MNGT Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Frank K. Swyden Asset MNGT Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Frank K. Swyden Asset MNGT Inc located?",
      "a": "Frank K. Swyden Asset MNGT Inc's principal office is in Prairie Village, KS, according to its Form ADV."
    },
    {
      "q": "Is Frank K. Swyden Asset MNGT Inc registered with the SEC or a state?",
      "a": "Frank K. Swyden Asset MNGT Inc is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 112396."
    },
    {
      "q": "How much does Frank K. Swyden Asset MNGT Inc manage?",
      "a": "Frank K. Swyden Asset MNGT Inc reports $52,532,983 in regulatory assets under management in its Form ADV filing dated June 8, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Frank K. Swyden Asset MNGT Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33); high net worth individuals (14)."
    },
    {
      "q": "Does Frank K. Swyden Asset MNGT Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/112396"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/frank-k-swyden-asset-mngt-inc-prairie-village-ks-112396.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 33,
      "fewer_than_5": false,
      "raum": 9868512.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 14,
      "fewer_than_5": false,
      "raum": 42664471.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112396",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}