# Fractal Investments LLC

> Fractal Investments LLC is an SEC-registered investment advisory firm, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 311767
- Filed as: FRACTAL INVESTMENTS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/311767
- AdvisorCensus page: https://advisorcensus.com/firm/fractal-investments-llc-311767

## Quick answers

**How is Fractal Investments LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fractal Investments LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Fractal Investments LLC registered with the SEC or a state?**
Fractal Investments LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 311767.

**How much does Fractal Investments LLC manage?**
Fractal Investments LLC reports $734,660,475 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**How have Fractal Investments LLC's assets and staff changed since 2021?**
In the Form ADV data for Fractal Investments LLC: Regulatory assets under management: $209,764,942 in the October 2021 data and $734,660,475 in the October 2026 data, up 250%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fractal Investments LLC serve?**
By number of clients on Form ADV Item 5.D: insurance companies (3).

**Which custodians does Fractal Investments LLC use?**
Fractal Investments LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citibank NA and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets.

**Does Fractal Investments LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311767

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Citibank NA
- The Bank of New York Mellon

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $734,660,475
- Discretionary: $734,660,475
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 3 | $734,660,475 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fractalinvestments.net

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $209,764,942 | 2 | April 22, 2021 |
| October 2022 | $331,711,242 | 2 | May 4, 2022 |
| October 2023 | $456,775,248 | 2 | March 6, 2023 |
| October 2024 | $514,652,033 | 2 | February 29, 2024 |
| October 2025 | $683,451,095 | 2 | January 27, 2025 |
| October 2026 | $734,660,475 | 2 | March 12, 2026 |

Regulatory assets under management: $209,764,942 in the October 2021 data and $734,660,475 in the October 2026 data, up 250%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fractal Investments LLC (CRD 311767): Form ADV filing data as of October 2026.