# Fox Financial Services, Inc. > Fox Financial Services, Inc. is an SEC-registered investment advisory firm in White Plains, NY, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026. - CRD: 112506 - Filed as: FOX FINANCIAL SERVICES, INC. - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: White Plains, NY - Filing period: October 2026 - Form ADV filing dated: February 26, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/112506 - AdvisorCensus page: https://advisorcensus.com/firm/fox-financial-services-inc-white-plains-ny-112506 ## Quick answers **How is Fox Financial Services, Inc. compensated?** On its Form ADV (Item 5.E, October 2026), Fox Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management. **How much does Fox Financial Services, Inc. charge?** Its Form ADV Part 2A brochure dated February 26, 2026 states: Up to $5,000,000: 1% a year; Above $5,000,000: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Fox Financial Services, Inc. located?** Fox Financial Services, Inc.'s principal office is in White Plains, NY, according to its Form ADV. **Is Fox Financial Services, Inc. registered with the SEC or a state?** Fox Financial Services, Inc. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 112506. **How much does Fox Financial Services, Inc. manage?** Fox Financial Services, Inc. reports $110,861,028 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary). **How have Fox Financial Services, Inc.'s assets and staff changed since 2021?** In the Form ADV data for Fox Financial Services, Inc.: Regulatory assets under management: $85,958,644 in the October 2021 data and $110,861,028 in the October 2026 data, up 29%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Fox Financial Services, Inc. serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53); high net worth individuals (31). **Which custodians does Fox Financial Services, Inc. use?** Fox Financial Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets. **Does Fox Financial Services, Inc. report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112506 **What changed in Fox Financial Services, Inc.'s recent Form ADV filings?** In the March 2026 filing data: Regulatory assets under management went from $90,940,423 to $110,861,028 (+22%). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated February 26, 2026) - Up to $5,000,000: 1% a year - Above $5,000,000: 0.75% a year > The annualized fee for Portfolio Management Services will be charged as a percentage of assets under management, according to the following schedule: Assets Under Management Annual Fee Up to $5,000,000 1.00% Over $5,000,000 0.75% - Minimum annual fee: $5,000 > Fox Financial requires a minimum annual fee of $5,000 although this may be negotiable under certain circumstances. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - National Financial Services LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $110,861,028 - Discretionary: $110,861,028 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 53 | $16,478,320 | | High net worth individuals | 31 | $94,144,506 | | Charitable organizations | Fewer than 5 | $46,291 | | Corporations or other businesses not listed above | Fewer than 5 | $191,911 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2001 (25 years) - Employees: 1 total, 1 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CT, FL, NY, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - foxfinancialservices.com - Facebook @foxfinancialservicesinc - LinkedIn @fox-financial-services-inc- - X @foxfinancial - YouTube @foxfin1 ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $85,958,644 | 2 | January 26, 2021 | | October 2022 | $95,744,794 | 1 | February 4, 2022 | | October 2023 | $84,246,534 | 1 | September 8, 2023 | | October 2024 | $84,414,860 | 1 | January 26, 2024 | | October 2025 | $90,940,423 | 1 | February 13, 2025 | | October 2026 | $110,861,028 | 1 | February 26, 2026 | Regulatory assets under management: $85,958,644 in the October 2021 data and $110,861,028 in the October 2026 data, up 29%. Total employees: 2 in October 2021 and 1 in October 2026. ## Changes in the filing (last 12 months) ### March 2026 - Regulatory assets under management went from $90,940,423 to $110,861,028 (+22%). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fox Financial Services, Inc. (CRD 112506): Form ADV filing data as of October 2026.