{
  "crd_number": 112506,
  "slug": "fox-financial-services-inc-white-plains-ny-112506",
  "primary_business_name": "FOX FINANCIAL SERVICES, INC.",
  "legal_name": "FOX FINANCIAL SERVICES, INC.",
  "dbas": [],
  "city": "White Plains",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2001-09-12",
  "years_registered": 25,
  "period": "2026-10-01",
  "filing_date": "2026-02-26",
  "carried_forward": false,
  "raum_total": 110861028.0,
  "raum_discretionary": 110861028.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 46291.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 16478320.0,
      "count": 53
    },
    "high_net_worth_individuals": {
      "raum": 94144506.0,
      "count": 31
    },
    "corporations_other_businesses": {
      "raum": 191911.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "FL",
    "NY",
    "TX"
  ],
  "websites": [
    "https://facebook.com/foxfinancialservicesinc",
    "https://foxfinancialservices.com",
    "https://linkedin.com/company/fox-financial-services-inc-",
    "https://twitter.com/foxfinancial",
    "https://youtube.com/user/foxfin1"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112506",
  "city_as_filed": "WHITE PLAINS",
  "url": "https://advisorcensus.com/firm/fox-financial-services-inc-white-plains-ny-112506",
  "display_name": "Fox Financial Services, Inc.",
  "summary": "Fox Financial Services, Inc. is an SEC-registered investment advisory firm in White Plains, NY, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.",
  "citation": "AdvisorCensus. Fox Financial Services, Inc. (CRD 112506): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Fox Financial Services, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Fox Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Fox Financial Services, Inc.'s brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 26, 2026 states: Up to $5,000,000: 1% a year; Above $5,000,000: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Fox Financial Services, Inc. located?",
      "a": "Fox Financial Services, Inc.'s principal office is in White Plains, NY, according to its Form ADV."
    },
    {
      "q": "Is Fox Financial Services, Inc. registered with the SEC or a state?",
      "a": "Fox Financial Services, Inc. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 112506."
    },
    {
      "q": "How much does Fox Financial Services, Inc. manage?",
      "a": "Fox Financial Services, Inc. reports $110,861,028 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Fox Financial Services, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Fox Financial Services, Inc.: Regulatory assets under management: $85,958,644 in the October 2021 data and $110,861,028 in the October 2026 data, up 29%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Fox Financial Services, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53); high net worth individuals (31)."
    },
    {
      "q": "Which custodians does Fox Financial Services, Inc. use?",
      "a": "Fox Financial Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Fox Financial Services, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112506"
    },
    {
      "q": "What changed in Fox Financial Services, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $90,940,423 to $110,861,028 (+22%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 85958644.0,
      "total_employees": 2,
      "filing_date": "2021-01-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 95744794.0,
      "total_employees": 1,
      "filing_date": "2022-02-04"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 84246534.0,
      "total_employees": 1,
      "filing_date": "2023-09-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 84414860.0,
      "total_employees": 1,
      "filing_date": "2024-01-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 90940423.0,
      "total_employees": 1,
      "filing_date": "2025-02-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 110861028.0,
      "total_employees": 1,
      "filing_date": "2026-02-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $90,940,423 to $110,861,028 (+22%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 26, 2026",
    "tiers": [
      {
        "band": "Up to $5,000,000",
        "rate": "1%"
      },
      {
        "band": "Above $5,000,000",
        "rate": "0.75%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$5,000",
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $5,000,000: 1% a year",
          "Above $5,000,000: 0.75% a year"
        ],
        "quotes": [
          "The annualized fee for Portfolio Management Services will be charged as a percentage of assets under management, according to the following schedule: Assets Under Management Annual Fee Up to $5,000,000 1.00% Over $5,000,000 0.75%"
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $5,000"
        ],
        "quotes": [
          "Fox Financial requires a minimum annual fee of $5,000 although this may be negotiable under certain circumstances."
        ]
      }
    ],
    "quotes": [
      "The annualized fee for Portfolio Management Services will be charged as a percentage of assets under management, according to the following schedule: Assets Under Management Annual Fee Up to $5,000,000 1.00% Over $5,000,000 0.75%",
      "Fox Financial requires a minimum annual fee of $5,000 although this may be negotiable under certain circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/fox-financial-services-inc-white-plains-ny-112506.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 53,
      "fewer_than_5": false,
      "raum": 16478320.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 31,
      "fewer_than_5": false,
      "raum": 94144506.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 46291.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 191911.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/112506",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}