{ "crd_number": 284138, "slug": "fourworld-capital-management-llc-new-york-ny-284138", "primary_business_name": "FOURWORLD CAPITAL MANAGEMENT LLC", "legal_name": "FOURWORLD CAPITAL MANAGEMENT LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-06-16", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-05-07", "carried_forward": false, "raum_total": 1398507309.0, "raum_discretionary": 1282160085.0, "raum_non_discretionary": 116347224.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 17, "advisory_employees": 13, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "pension_profit_sharing": { "raum": 11874443.0, "count": 1, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 1340564702.0, "count": 18 }, "corporations_other_businesses": { "raum": 46068164.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://fourworldcapital.com", "https://linkedin.com/COMPANY/27021835", "https://seekingalpha.com/AUTHOR/FOURWORLD-CAPITAL-MANAGEMENT/ARTICLES", "https://twitter.com/4WORLDCAPITAL" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284138", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/fourworld-capital-management-llc-new-york-ny-284138", "display_name": "Fourworld Capital Management LLC", "summary": "Fourworld Capital Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 7, 2026.", "citation": "AdvisorCensus. Fourworld Capital Management LLC (CRD 284138): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Fourworld Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Fourworld Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Fourworld Capital Management LLC located?", "a": "Fourworld Capital Management LLC's principal office is in New York, NY, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Fourworld Capital Management LLC registered with the SEC or a state?", "a": "Fourworld Capital Management LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284138." }, { "q": "How much does Fourworld Capital Management LLC manage?", "a": "Fourworld Capital Management LLC reports $1,398,507,309 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (92% discretionary)." }, { "q": "How have Fourworld Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Fourworld Capital Management LLC: Regulatory assets under management: $508,361,625 in the October 2021 data and $1,398,507,309 in the October 2026 data, up 175%. Total employees: 8 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Fourworld Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (18); corporations or other businesses not listed above (7); pension and profit sharing plans (but not the plan participants or government pension plans) (1)." }, { "q": "Which custodians does Fourworld Capital Management LLC use?", "a": "Fourworld Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC, Morgan Stanley & Co. LLC and State Street Bank and Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Fourworld Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284138" }, { "q": "What changed in Fourworld Capital Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 11 to 13. Regulatory assets under management went from $1,233,636,286 to $1,398,507,309 (+13%). Changed its office addresses in Munich." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 508361625.0, "total_employees": 8, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 693875545.0, "total_employees": 10, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 846743029.0, "total_employees": 12, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1018795655.0, "total_employees": 11, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1233636286.0, "total_employees": 15, "filing_date": "2025-06-26" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1398507309.0, "total_employees": 17, "filing_date": "2026-05-07" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 11 to 13.", "Regulatory assets under management went from $1,233,636,286 to $1,398,507,309 (+13%).", "Changed its office addresses in Munich." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Interactive Brokers LLC", "name_as_filed": "INTERACTIVE BROKERS LLC", "affiliated": false }, { "name": "Morgan Stanley & Co. LLC", "name_as_filed": "MORGAN STANLEY & CO. LLC", "affiliated": false }, { "name": "State Street Bank and Trust Company", "name_as_filed": "STATE STREET BANK AND TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/fourworld-capital-management-llc-new-york-ny-284138.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 18, "fewer_than_5": false, "raum": 1340564702.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 1, "fewer_than_5": true, "raum": 11874443.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 7, "fewer_than_5": false, "raum": 46068164.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284138", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }