# Four Points Advisors, LLC

> Four Points Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.

- CRD: 171720
- Filed as: FOUR POINTS ADVISORS, LLC
- Also doing business as: PANTHER CAPITAL ADVISORY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/171720
- AdvisorCensus page: https://advisorcensus.com/firm/four-points-advisors-llc-new-york-ny-171720

## Quick answers

**How is Four Points Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Four Points Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Four Points Advisors, LLC located?**
Four Points Advisors, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Four Points Advisors, LLC registered with the SEC or a state?**
Four Points Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 171720.

**How much does Four Points Advisors, LLC manage?**
Four Points Advisors, LLC reports $40,015,712 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (100% discretionary).

**How have Four Points Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Four Points Advisors, LLC: Regulatory assets under management: $33,867,660 in the October 2021 data and $40,015,712 in the October 2026 data, up 18%. Total employees: 5 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Four Points Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (67); high net worth individuals (31).

**Which custodians does Four Points Advisors, LLC use?**
Four Points Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Stonex Financial Inc. and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Four Points Advisors, LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171720

**Does Four Points Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 15, 2026 says: "Four Points generally requires a minimum investment of $50,000 to open an account, although this minimum may be waived or reduced in Four Points’ sole discretion based on individualized negotiations with a client or potential client."

**What changed in Four Points Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 7 to 11.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 15, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> Four Points generally requires a minimum investment of $50,000 to open an account, although this minimum may be waived or reduced in Four Points’ sole discretion based on individualized negotiations with a client or potential client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Stonex Financial Inc.
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $40,015,712
- Discretionary: $40,005,659
- Non-discretionary: $10,053

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 67 | $15,849,866 |
| High net worth individuals | 31 | $23,743,183 |
| Corporations or other businesses not listed above | Fewer than 5 | $422,663 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 12 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, NJ, NY, PA, TX
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171720

### Websites listed on Form ADV (Item 1.I)
- 4pointsadvisors.com
- 4pointsgroup.co
- LinkedIn @4pointsadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $33,867,660 | 5 | October 1, 2021 |
| October 2022 | $41,643,193 | 5 | September 8, 2022 |
| October 2023 | $31,796,548 | 5 | March 31, 2023 |
| October 2024 | $30,566,124 | 6 | September 25, 2024 |
| October 2025 | $36,999,793 | 7 | July 8, 2025 |
| October 2026 | $40,015,712 | 12 | April 27, 2026 |

Regulatory assets under management: $33,867,660 in the October 2021 data and $40,015,712 in the October 2026 data, up 18%.
Total employees: 5 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 7 to 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Four Points Advisors, LLC (CRD 171720): Form ADV filing data as of October 2026.