# Fountaindale, LLC

> Fountaindale, LLC is an SEC-registered investment advisory firm, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 326054
- Filed as: FOUNTAINDALE, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326054
- AdvisorCensus page: https://advisorcensus.com/firm/fountaindale-llc-326054

## Quick answers

**How is Fountaindale, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Fountaindale, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Fountaindale, LLC charge?**
Its Form ADV Part 2A brochure dated February 25, 2025 states: Asset-based fee: 1.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Fountaindale, LLC registered with the SEC or a state?**
Fountaindale, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326054.

**How much does Fountaindale, LLC manage?**
Fountaindale, LLC reports $407,969 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Fountaindale, LLC's assets and staff changed since 2023?**
In the Form ADV data for Fountaindale, LLC: Regulatory assets under management: $0 in the October 2023 data and $407,969 in the October 2026 data. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Fountaindale, LLC serve?**
By number of clients on Form ADV Item 5.D: charitable organizations (10).

**Does Fountaindale, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326054

**What changed in Fountaindale, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $189,654 to $407,969 (+115%). Changed its office addresses in Peoria, IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2025)

- Asset-based fee: 1.5% of assets a year

> Fountaindale charges each client a negotiable fee based on the percentage of assets under its management (“AUM”). For all AUM, we charge 1.5%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $407,969
- Discretionary: $407,969
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $36,737 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | 10 | $371,232 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, IL, MI, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Peoria, IL

### Websites listed on Form ADV (Item 1.I)
- fountaindale.co

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 2 | June 26, 2023 |
| October 2024 | $15,576 | 2 | March 20, 2024 |
| October 2025 | $189,654 | 2 | February 25, 2025 |
| October 2026 | $407,969 | 2 | March 30, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $407,969 in the October 2026 data.
Total employees: 2 in October 2023 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $189,654 to $407,969 (+115%).
- Changed its office addresses in Peoria, IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fountaindale, LLC (CRD 326054): Form ADV filing data as of October 2026.