# Fountain Financial Group, Inc.

> Fountain Financial Group, Inc. is a state-registered investment advisory firm in Fountain Hills, AZ, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 7, 2026.

- CRD: 123364
- Filed as: FOUNTAIN FINANCIAL GROUP, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Fountain Hills, AZ
- Filing period: October 2026
- Form ADV filing dated: May 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/123364
- AdvisorCensus page: https://advisorcensus.com/firm/fountain-financial-group-inc-fountain-hills-az-123364

## Quick answers

**How is Fountain Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Fountain Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fountain Financial Group, Inc. located?**
Fountain Financial Group, Inc.'s principal office is in Fountain Hills, AZ, according to its Form ADV.

**Is Fountain Financial Group, Inc. registered with the SEC or a state?**
Fountain Financial Group, Inc. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 123364.

**How much does Fountain Financial Group, Inc. manage?**
Fountain Financial Group, Inc. reports $38,100,000 in regulatory assets under management in its Form ADV filing dated May 7, 2026 (100% discretionary).

**What types of clients does Fountain Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (58); high net worth individuals (6); charitable organizations (3).

**Does Fountain Financial Group, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123364

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $38,100,000
- Discretionary: $38,100,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $28,400,000 |
| High net worth individuals | 6 | $9,500,000 |
| Charitable organizations | 3 | $200,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2003 (22 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, MN, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/123364

### Websites listed on Form ADV (Item 1.I)
- fountainwealth.com
- LinkedIn @mark-d-johnson-cfp®-cka®-904222a
- X @FOUNTAINWEALTH

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fountain Financial Group, Inc. (CRD 123364): Form ADV filing data as of October 2026.