# Foundry Financial LLC

> Foundry Financial LLC is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 300122
- Filed as: FOUNDRY FINANCIAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pasadena, CA
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300122
- AdvisorCensus page: https://advisorcensus.com/firm/foundry-financial-llc-pasadena-ca-300122

## Quick answers

**How is Foundry Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Foundry Financial LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Foundry Financial LLC charge?**
Its Form ADV Part 2A brochure dated March 12, 2026 states: Flat fee: $1,000 to $10,000 (one-time financial planning services); Flat fee: $1,296 to $6,000 a year (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Foundry Financial LLC located?**
Foundry Financial LLC's principal office is in Pasadena, CA, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Foundry Financial LLC registered with the SEC or a state?**
Foundry Financial LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 300122.

**How much does Foundry Financial LLC manage?**
Foundry Financial LLC reports $232,611,535 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary).

**How have Foundry Financial LLC's assets and staff changed since 2025?**
In the Form ADV data for Foundry Financial LLC: Regulatory assets under management: $104,707,000 in the October 2025 data and $232,611,535 in the October 2026 data, up 122%. Total employees: 4 in October 2025 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Foundry Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (103); high net worth individuals (81).

**Which custodians does Foundry Financial LLC use?**
Foundry Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Foundry Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300122

**Does Foundry Financial LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "Adviser does not require a minimum account value to open or maintain an account."

**What changed in Foundry Financial LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 7 to 10. Added an office in Raleigh, NC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Account minimum: None

> Adviser does not require a minimum account value to open or maintain an account.

- Flat fee: $1,000 to $10,000 (one-time financial planning services)

> In consideration of its one-time financial planning services, Adviser generally charges a flat fee that ranges from $1,000 to $10,000

- Flat fee: $1,296 to $6,000 a year (financial planning services)

> Adviser charges a flat fee that generally ranges from $1,296 to $6,000 per year, charged in monthly increments in arrears

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $232,611,535
- Discretionary: $232,611,535
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 103 | $43,268,399 |
| High net worth individuals | 81 | $189,343,136 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 13 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, DC, FL, GA, HI, LA, MA, MD, MI, NC, NE, NH, NJ, NV, NY, OH, PA, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Covington, LA
- Davidson, NC
- Raleigh, NC

### Websites listed on Form ADV (Item 1.I)
- foundryfinancial.org
- retirementplanning.mykajabi.com
- Facebook @foundryfinancial
- LinkedIn @financial-advisor-los-angeles
- YouTube @foundryfinancial

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $104,707,000 | 4 | May 28, 2025 |
| October 2026 | $232,611,535 | 13 | September 29, 2026 |

Regulatory assets under management: $104,707,000 in the October 2025 data and $232,611,535 in the October 2026 data, up 122%.
Total employees: 4 in October 2025 and 13 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 7 to 10.
- Added an office in Raleigh, NC.

### September 2026
- Registered or notice-filed in CO, MI, NE, NJ, NY, PA.

### July 2026
- Added an office in Covington, LA.

### June 2026
- Employees performing advisory functions went from 5 to 7.

### April 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $104,707,000 to $232,611,535 (+122%).
- Registered or notice-filed in HI, MD, OH.

### February 2026
- Registered or notice-filed in CT, NV.

### December 2025
- Employees performing advisory functions went from 3 to 4.
- Added an office in Davidson, NC.
- Registered or notice-filed in AZ, GA, MA, NC, NH, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Foundry Financial LLC (CRD 300122): Form ADV filing data as of October 2026.