# Founders Capital Management, LLC > Founders Capital Management, LLC is an SEC-registered investment advisory firm in Hartford, CT, registered since 2002, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 25, 2026. - CRD: 118853 - Filed as: FOUNDERS CAPITAL MANAGEMENT, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Hartford, CT - Filing period: October 2026 - Form ADV filing dated: February 25, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/118853 - AdvisorCensus page: https://advisorcensus.com/firm/founders-capital-management-llc-hartford-ct-118853 ## Quick answers **How is Founders Capital Management, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Founders Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management. **Where is Founders Capital Management, LLC located?** Founders Capital Management, LLC's principal office is in Hartford, CT, according to its Form ADV. **Is Founders Capital Management, LLC registered with the SEC or a state?** Founders Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 118853. **How much does Founders Capital Management, LLC manage?** Founders Capital Management, LLC reports $920,256,283 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (88% discretionary). **How have Founders Capital Management, LLC's assets and staff changed since 2021?** In the Form ADV data for Founders Capital Management, LLC: Regulatory assets under management: $474,473,299 in the October 2021 data and $920,256,283 in the October 2026 data, up 94%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Founders Capital Management, LLC serve?** By number of clients on Form ADV Item 5.D: high net worth individuals (134); individuals (other than high net worth individuals) (83); charitable organizations (6). **Which custodians does Founders Capital Management, LLC use?** Founders Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Founders Capital Management, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118853 **Does Founders Capital Management, LLC state an account minimum?** Its Form ADV Part 2A brochure dated February 25, 2026 says: "A minimum of $100,000 of assets under management is required for portfolio management services. This account size may be negotiable for related accounts and under certain circumstances." **What changed in Founders Capital Management, LLC's recent Form ADV filings?** In the March 2026 filing data: Regulatory assets under management went from $794,868,883 to $920,256,283 (+16%). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated February 25, 2026) - Account minimum: $100,000 (the brochure says it may be waived or negotiated) > A minimum of $100,000 of assets under management is required for portfolio management services. This account size may be negotiable for related accounts and under certain circumstances. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $920,256,283 - Discretionary: $810,375,539 - Non-discretionary: $109,880,744 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 83 | $29,214,533 | | High net worth individuals | 134 | $860,145,933 | | Charitable organizations | 6 | $27,633,252 | | Corporations or other businesses not listed above | 1 | $3,262,565 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2002 (24 years) - Employees: 5 total, 4 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA, CT, FL, MA, NH, NY, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - foundcapital.com ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $474,473,299 | 5 | September 29, 2021 | | October 2022 | $750,764,673 | 5 | February 25, 2022 | | October 2023 | $543,947,242 | 5 | April 17, 2023 | | October 2024 | $693,810,760 | 5 | February 23, 2024 | | October 2025 | $794,868,883 | 5 | June 12, 2025 | | October 2026 | $920,256,283 | 5 | February 25, 2026 | Regulatory assets under management: $474,473,299 in the October 2021 data and $920,256,283 in the October 2026 data, up 94%. Total employees: 5 in October 2021 and 5 in October 2026. ## Changes in the filing (last 12 months) ### March 2026 - Regulatory assets under management went from $794,868,883 to $920,256,283 (+16%). ### January 2026 - No longer registered or notice-filed in WA. ### December 2025 - Registered or notice-filed in CA. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Founders Capital Management, LLC (CRD 118853): Form ADV filing data as of October 2026.