# Foundation Financial Inc.

> Foundation Financial Inc. is a state-registered investment advisory firm in Green'S Farms, CT, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 168147
- Filed as: FOUNDATION FINANCIAL INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Green'S Farms, CT
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168147
- AdvisorCensus page: https://advisorcensus.com/firm/foundation-financial-inc-green-s-farms-ct-168147

## Quick answers

**How is Foundation Financial Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Foundation Financial Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Foundation Financial Inc. located?**
Foundation Financial Inc.'s principal office is in Green'S Farms, CT, according to its Form ADV.

**Is Foundation Financial Inc. registered with the SEC or a state?**
Foundation Financial Inc. is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 168147.

**How much does Foundation Financial Inc. manage?**
Foundation Financial Inc. reports $17,530,891 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**What types of clients does Foundation Financial Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5).

**Does Foundation Financial Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168147

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $17,530,891
- Discretionary: $17,530,891
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $2,499,795 |
| High net worth individuals | 5 | $15,031,096 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- foundfin.com
- LinkedIn @saraleydon

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Foundation Financial Inc. (CRD 168147): Form ADV filing data as of October 2026.