# Forward Financial LLC

> Forward Financial LLC is a state-registered investment advisory firm in Houston, TX, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.

- CRD: 316517
- Filed as: FORWARD FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: August 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/316517
- AdvisorCensus page: https://advisorcensus.com/firm/forward-financial-llc-houston-tx-316517

## Quick answers

**How is Forward Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Forward Financial LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Forward Financial LLC located?**
Forward Financial LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Forward Financial LLC registered with the SEC or a state?**
Forward Financial LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 316517.

**How much does Forward Financial LLC manage?**
Forward Financial LLC reports $76,586,109 in regulatory assets under management in its Form ADV filing dated August 13, 2026 (100% discretionary).

**What types of clients does Forward Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53); high net worth individuals (35).

**Does Forward Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/316517

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $76,586,109
- Discretionary: $76,586,109
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $17,849,563 |
| High net worth individuals | 35 | $58,736,546 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, IL, MI, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- forwardfinancial.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Forward Financial LLC (CRD 316517): Form ADV filing data as of October 2026.