{
  "crd_number": 143075,
  "slug": "forum-private-client-group-fishers-in-143075",
  "primary_business_name": "FORUM PRIVATE CLIENT GROUP",
  "legal_name": "FORUM SOLUTIONS GROUP, LLC",
  "dbas": [
    "SAFISLIFE ADVISORS"
  ],
  "city": "Fishers",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "26900",
  "metro": {
    "cbsa_code": "26900",
    "common_name": "Indianapolis",
    "msa_name": "Indianapolis-Carmel-Greenwood, IN",
    "path": "/advisors/in/indianapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-01-02",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-02-20",
  "carried_forward": false,
  "raum_total": 403252773.0,
  "raum_discretionary": 381043472.0,
  "raum_non_discretionary": 22209301.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 11,
  "advisory_employees": 7,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 158486352.0,
      "count": 520
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 243386349.0,
      "count": 115
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 1380072.0,
      "count": null,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "IN",
    "MI",
    "TX"
  ],
  "websites": [
    "https://facebook.com/PAGES/FORUM-PRIVATE-CLIENT-GROUP-L/606313599554413",
    "https://forumcu.com/WEALTH-MANAGEMENT/PRIVATE-CLIENT-GROUP",
    "https://forumcu.com/resources/financial-coaching"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143075",
  "city_as_filed": "FISHERS",
  "url": "https://advisorcensus.com/firm/forum-private-client-group-fishers-in-143075",
  "display_name": "Forum Private Client Group",
  "summary": "Forum Private Client Group is an SEC-registered investment advisory firm in Fishers, IN, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.",
  "citation": "AdvisorCensus. Forum Private Client Group (CRD 143075): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Forum Private Client Group compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Forum Private Client Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "How much does Forum Private Client Group charge?",
      "a": "Its Form ADV Part 2A brochure dated February 20, 2026 states: Up to $250,000: 1.25% a year; $250,001 to $1,000,000: 1% a year; $1,000,001 to $2,500,000: 0.75% a year; Above $2,500,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Forum Private Client Group located?",
      "a": "Forum Private Client Group's principal office is in Fishers, IN, according to its Form ADV."
    },
    {
      "q": "Is Forum Private Client Group registered with the SEC or a state?",
      "a": "Forum Private Client Group is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 143075."
    },
    {
      "q": "How much does Forum Private Client Group manage?",
      "a": "Forum Private Client Group reports $403,252,773 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (94% discretionary)."
    },
    {
      "q": "How have Forum Private Client Group's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Forum Private Client Group: Regulatory assets under management: $226,946,571 in the October 2021 data and $403,252,773 in the October 2026 data, up 78%. Total employees: 6 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Forum Private Client Group serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (520); high net worth individuals (115)."
    },
    {
      "q": "Which custodians does Forum Private Client Group use?",
      "a": "Forum Private Client Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Forum Private Client Group report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143075"
    },
    {
      "q": "What changed in Forum Private Client Group's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $342,423,855 to $403,252,773 (+18%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 226946571.0,
      "total_employees": 6,
      "filing_date": "2021-08-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 276969074.0,
      "total_employees": 6,
      "filing_date": "2022-02-04"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 250245575.0,
      "total_employees": 6,
      "filing_date": "2023-09-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 297007158.0,
      "total_employees": 7,
      "filing_date": "2024-03-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 342423855.0,
      "total_employees": 10,
      "filing_date": "2025-06-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 403252773.0,
      "total_employees": 11,
      "filing_date": "2026-02-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $342,423,855 to $403,252,773 (+18%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $250,000",
        "rate": "1.25%"
      },
      {
        "band": "$250,001 to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,001 to $2,500,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $2,500,000",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $250,000: 1.25% a year",
          "$250,001 to $1,000,000: 1% a year",
          "$1,000,001 to $2,500,000: 0.75% a year",
          "Above $2,500,000: see the brochure"
        ],
        "quotes": [
          "FORUM’s portfolio management fee is an asset-based fee, calculated as a percentage of the value of the managed assets. The total managed account fee will include FORUM’s tiered fee as outlined in the following fee schedule (negotiable)",
          "Portfolio Value Annual Fee Rate\nUp to $250,000 1.25%\n$250,001 - $1,000,000 1.00%\n$1,000,001 - $2,500,000 0.75%\nAbove $2,500,001 Negotiable"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 250000.0,
          "rate_pct": 1.25
        },
        {
          "min": 250001.0,
          "max": 1000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 1000001.0,
          "max": 2500000.0,
          "rate_pct": 0.75
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "FORUM’s portfolio management fee is an asset-based fee, calculated as a percentage of the value of the managed assets. The total managed account fee will include FORUM’s tiered fee as outlined in the following fee schedule (negotiable)",
      "Portfolio Value Annual Fee Rate\nUp to $250,000 1.25%\n$250,001 - $1,000,000 1.00%\n$1,000,001 - $2,500,000 0.75%\nAbove $2,500,001 Negotiable"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/forum-private-client-group-fishers-in-143075.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 520,
      "fewer_than_5": false,
      "raum": 158486352.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 115,
      "fewer_than_5": false,
      "raum": 243386349.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 1380072.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/143075",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}