# Forthright Wealth Management, LLC

> Forthright Wealth Management, LLC is an SEC-registered investment advisory firm in Alpharetta, GA, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 13, 2026.

- CRD: 220515
- Filed as: FORTHRIGHT WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Alpharetta, GA
- Filing period: October 2026
- Form ADV filing dated: August 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/220515
- AdvisorCensus page: https://advisorcensus.com/firm/forthright-wealth-management-llc-alpharetta-ga-220515

## Quick answers

**How is Forthright Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Forthright Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Forthright Wealth Management, LLC located?**
Forthright Wealth Management, LLC's principal office is in Alpharetta, GA, according to its Form ADV.

**Is Forthright Wealth Management, LLC registered with the SEC or a state?**
Forthright Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 220515.

**How much does Forthright Wealth Management, LLC manage?**
Forthright Wealth Management, LLC reports $773,415,331 in regulatory assets under management in its Form ADV filing dated August 13, 2026 (99% discretionary).

**How have Forthright Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Forthright Wealth Management, LLC: Regulatory assets under management: $392,776,500 in the October 2021 data and $773,415,331 in the October 2026 data, up 97%. Total employees: 7 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Forthright Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (301); high net worth individuals (266); corporations or other businesses not listed above (8).

**Which custodians does Forthright Wealth Management, LLC use?**
Forthright Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Forthright Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/220515

**What changed in Forthright Wealth Management, LLC's recent Form ADV filings?**
In the June 2026 filing data: Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 13, 2026)

- Minimum annual fee: $2,500

> The minimum annual fee for any household is $2,500.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $773,415,331
- Discretionary: $766,798,678
- Non-discretionary: $6,616,653

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 301 | $94,681,042 |
| High net worth individuals | 266 | $666,857,178 |
| Charitable organizations | Fewer than 5 | $186,280 |
| Corporations or other businesses not listed above | 8 | $11,690,831 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 10 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CO, FL, GA, LA, NC, NE, NH, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- forthrightwealthmanagement.com
- LinkedIn @frwm

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $392,776,500 | 7 | August 3, 2021 |
| October 2022 | $488,173,467 | 8 | March 21, 2022 |
| October 2023 | $515,147,737 | 8 | September 13, 2023 |
| October 2024 | $566,103,112 | 10 | August 12, 2024 |
| October 2025 | $663,769,999 | 10 | July 11, 2025 |
| October 2026 | $773,415,331 | 10 | August 13, 2026 |

Regulatory assets under management: $392,776,500 in the October 2021 data and $773,415,331 in the October 2026 data, up 97%.
Total employees: 7 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Registered or notice-filed in CO.

### April 2026
- Regulatory assets under management went from $663,769,999 to $773,415,331 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Forthright Wealth Management, LLC (CRD 220515): Form ADV filing data as of October 2026.