# Forthright Family Wealth Advisory LLC

> Forthright Family Wealth Advisory LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 304547
- Filed as: FORTHRIGHT FAMILY WEALTH ADVISORY LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304547
- AdvisorCensus page: https://advisorcensus.com/firm/forthright-family-wealth-advisory-llc-houston-tx-304547

## Quick answers

**How is Forthright Family Wealth Advisory LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Forthright Family Wealth Advisory LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Forthright Family Wealth Advisory LLC located?**
Forthright Family Wealth Advisory LLC's principal office is in Houston, TX, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Forthright Family Wealth Advisory LLC registered with the SEC or a state?**
Forthright Family Wealth Advisory LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304547.

**How much does Forthright Family Wealth Advisory LLC manage?**
Forthright Family Wealth Advisory LLC reports $191,160,666 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Forthright Family Wealth Advisory LLC's assets and staff changed since 2021?**
In the Form ADV data for Forthright Family Wealth Advisory LLC: Regulatory assets under management: $181,192,305 in the October 2021 data and $191,160,666 in the October 2026 data, up 6%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Forthright Family Wealth Advisory LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (45); individuals (other than high net worth individuals) (19).

**Which custodians does Forthright Family Wealth Advisory LLC use?**
Forthright Family Wealth Advisory LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Forthright Family Wealth Advisory LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304547

**Does Forthright Family Wealth Advisory LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The preferred minimum account size is $1 million; however, Forthright may make exceptions to accept smaller accounts."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The preferred minimum account size is $1 million; however, Forthright may make exceptions to accept smaller accounts.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $191,160,666
- Discretionary: $191,160,666
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $2,501,889 |
| High net worth individuals | 45 | $188,658,472 |
| Corporations or other businesses not listed above | Fewer than 5 | $305 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304547

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Houston, TX
- Shenandoah, TX

### Websites listed on Form ADV (Item 1.I)
- forthrightwealth.com
- LinkedIn @forthrightwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $181,192,305 | 2 | March 9, 2021 |
| October 2022 | $223,384,150 | 4 | August 15, 2022 |
| October 2023 | $151,928,054 | 3 | March 30, 2023 |
| October 2024 | $160,849,994 | 2 | March 25, 2024 |
| October 2025 | $202,634,351 | 2 | March 28, 2025 |
| October 2026 | $191,160,666 | 2 | March 31, 2026 |

Regulatory assets under management: $181,192,305 in the October 2021 data and $191,160,666 in the October 2026 data, up 6%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Forthright Family Wealth Advisory LLC (CRD 304547): Form ADV filing data as of October 2026.