# Forteris Wealth Management, Inc.

> Forteris Wealth Management, Inc. is an SEC-registered investment advisory firm in Armonk, NY, registered since 1993, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 108314
- Filed as: FORTERIS WEALTH MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Armonk, NY
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108314
- AdvisorCensus page: https://advisorcensus.com/firm/forteris-wealth-management-inc-armonk-ny-108314

## Quick answers

**How is Forteris Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Forteris Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Forteris Wealth Management, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 16, 2026 states: Up to $5,000,000: 1% a year; $5,000,001 to $10,000,000: 0.75% a year; Above $10,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Forteris Wealth Management, Inc. located?**
Forteris Wealth Management, Inc.'s principal office is in Armonk, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Forteris Wealth Management, Inc. registered with the SEC or a state?**
Forteris Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 108314.

**How much does Forteris Wealth Management, Inc. manage?**
Forteris Wealth Management, Inc. reports $219,013,000 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (99% discretionary).

**How have Forteris Wealth Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Forteris Wealth Management, Inc.: Regulatory assets under management: $129,400,000 in the October 2021 data and $219,013,000 in the October 2026 data, up 69%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Forteris Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (92); individuals (other than high net worth individuals) (83); pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Which custodians does Forteris Wealth Management, Inc. use?**
Forteris Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Trade-PMR Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Forteris Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108314

**What changed in Forteris Wealth Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $179,594,600 to $219,013,000 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Up to $5,000,000: 1% a year
- $5,000,001 to $10,000,000: 0.75% a year
- Above $10,000,001: 0.5% a year

> Our fee for portfolio management services is based on a percentage of the assets in your account and is set forth in the following annual fee schedule:

> Up to $5,000,000 1.00%

> $5,000,001 - $10,000,000 0.75%

> Over $10,000,000 0.50%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Trade-PMR Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $219,013,000
- Discretionary: $217,289,100
- Non-discretionary: $1,723,900

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 83 | $24,497,900 |
| High net worth individuals | 92 | $181,884,900 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $12,630,200 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 1993 (32 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, LA, NE, NH, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dallas, TX

### Websites listed on Form ADV (Item 1.I)
- forteriswealth.com
- Facebook @FORTERISWM
- LinkedIn @FORTERIS-WEALTH-MANAGEMENT
- X @FORTERISWM
- YouTube @UC3XPHDKQ6J9ZP5ZGWIHUZUQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $129,400,000 | 2 | March 15, 2021 |
| October 2022 | $156,033,700 | 2 | March 21, 2022 |
| October 2023 | $138,536,900 | 2 | March 17, 2023 |
| October 2024 | $158,127,900 | 2 | March 22, 2024 |
| October 2025 | $179,594,600 | 2 | March 20, 2025 |
| October 2026 | $219,013,000 | 3 | March 16, 2026 |

Regulatory assets under management: $129,400,000 in the October 2021 data and $219,013,000 in the October 2026 data, up 69%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $179,594,600 to $219,013,000 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Forteris Wealth Management, Inc. (CRD 108314): Form ADV filing data as of October 2026.