{
  "crd_number": 285001,
  "slug": "formation-wealth-management-ponte-vedra-beach-fl-285001",
  "primary_business_name": "FORMATION WEALTH MANAGEMENT",
  "legal_name": "FORMATION WEALTH LLC",
  "dbas": [],
  "city": "Ponte Vedra Beach",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "27260",
  "metro": {
    "cbsa_code": "27260",
    "common_name": "Jacksonville",
    "msa_name": "Jacksonville, FL",
    "path": "/advisors/fl/jacksonville"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2016-09-28",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-02-13",
  "carried_forward": false,
  "raum_total": 41084698.0,
  "raum_discretionary": 41084698.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 6895766.0,
      "count": 20
    },
    "high_net_worth_individuals": {
      "raum": 34188932.0,
      "count": 23
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://facebook.com/formationwealthmanagement",
    "https://formationwealth.com",
    "https://linkedin.com/company/formation-wealth-management",
    "https://linkedin.com/in/maximilian-neumayer"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285001",
  "city_as_filed": "PONTE VEDRA BEACH",
  "url": "https://advisorcensus.com/firm/formation-wealth-management-ponte-vedra-beach-fl-285001",
  "display_name": "Formation Wealth Management",
  "summary": "Formation Wealth Management is a state-registered investment advisory firm in Ponte Vedra Beach, FL, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.",
  "citation": "AdvisorCensus. Formation Wealth Management (CRD 285001): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Formation Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Formation Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Formation Wealth Management located?",
      "a": "Formation Wealth Management's principal office is in Ponte Vedra Beach, FL, according to its Form ADV."
    },
    {
      "q": "Is Formation Wealth Management registered with the SEC or a state?",
      "a": "Formation Wealth Management is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 285001."
    },
    {
      "q": "How much does Formation Wealth Management manage?",
      "a": "Formation Wealth Management reports $41,084,698 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Formation Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (23); individuals (other than high net worth individuals) (20)."
    },
    {
      "q": "Does Formation Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285001"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/formation-wealth-management-ponte-vedra-beach-fl-285001.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 20,
      "fewer_than_5": false,
      "raum": 6895766.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 23,
      "fewer_than_5": false,
      "raum": 34188932.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285001",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}