{
  "crd_number": 326519,
  "slug": "form-wealth-advisors-llc-lake-geneva-wi-326519",
  "primary_business_name": "FORM WEALTH ADVISORS, LLC",
  "legal_name": "FORM WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "Lake Geneva",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "48580",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-09-25",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-11",
  "carried_forward": false,
  "raum_total": 1055571284.0,
  "raum_discretionary": 1004290018.0,
  "raum_non_discretionary": 51281266.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 16,
  "advisory_employees": 8,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 8760468.0,
      "count": 14
    },
    "individuals": {
      "raum": 410690044.0,
      "count": 629
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 49775091.0,
      "count": 7
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 585963885.0,
      "count": 142
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 381796.0,
      "count": 2
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CO",
    "FL",
    "IL",
    "MN",
    "NC",
    "NE",
    "NH",
    "TX",
    "WA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/formwealthadvisors",
    "https://formwealth.com",
    "https://instagram.com/formwealthadvisors",
    "https://linkedin.com/company/form-wealth-advisors",
    "https://twitter.com/FORMwealth",
    "https://youtube.com/channel/UCyyrFrjvDi-49OSFkbXFURw"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326519",
  "city_as_filed": "LAKE GENEVA",
  "url": "https://advisorcensus.com/firm/form-wealth-advisors-llc-lake-geneva-wi-326519",
  "display_name": "Form Wealth Advisors, LLC",
  "summary": "Form Wealth Advisors, LLC is an SEC-registered investment advisory firm in Lake Geneva, WI, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 11, 2026.",
  "citation": "AdvisorCensus. Form Wealth Advisors, LLC (CRD 326519): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Form Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Form Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Form Wealth Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 11, 2026 states: Flat fee: $1,000 (a one-time meeting to discuss financial plans). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Form Wealth Advisors, LLC located?",
      "a": "Form Wealth Advisors, LLC's principal office is in Lake Geneva, WI, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Form Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "Form Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 326519."
    },
    {
      "q": "How much does Form Wealth Advisors, LLC manage?",
      "a": "Form Wealth Advisors, LLC reports $1,055,571,284 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (95% discretionary)."
    },
    {
      "q": "How have Form Wealth Advisors, LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Form Wealth Advisors, LLC: Regulatory assets under management: $925,760,770 in the October 2024 data and $1,055,571,284 in the October 2026 data, up 14%. Total employees: 12 in October 2024 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Form Wealth Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (629); high net worth individuals (142); charitable organizations (14)."
    },
    {
      "q": "Which custodians does Form Wealth Advisors, LLC use?",
      "a": "Form Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Form Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326519"
    },
    {
      "q": "Does Form Wealth Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 11, 2026 says: \"FORM does not require a minimum account size but does reserve the right to refuse or terminate an account at its discretion.\""
    },
    {
      "q": "What changed in Form Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $932,320,041 to $1,055,571,284 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 925760770.0,
      "total_employees": 12,
      "filing_date": "2024-09-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 932320041.0,
      "total_employees": 14,
      "filing_date": "2025-03-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1055571284.0,
      "total_employees": 16,
      "filing_date": "2026-03-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 8.",
        "Regulatory assets under management went from $932,320,041 to $1,055,571,284 (+13%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 8 to 7.",
        "Registered or notice-filed in AL, NH."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 11, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,000 (a one-time meeting to discuss financial plans)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "FORM does not require a minimum account size but does reserve the right to refuse or terminate an account at its discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 (a one-time meeting to discuss financial plans)"
        ],
        "quotes": [
          "The set fee is based largely on the expected scope of the engagement, with a one-time meeting to discuss financial plans set at $1,000 and a maximum planning fee of $4,000 for an expected four weeks of work."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 1000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "a one-time meeting to discuss financial plans"
        }
      ]
    },
    "quotes": [
      "FORM does not require a minimum account size but does reserve the right to refuse or terminate an account at its discretion.",
      "The set fee is based largely on the expected scope of the engagement, with a one-time meeting to discuss financial plans set at $1,000 and a maximum planning fee of $4,000 for an expected four weeks of work."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/form-wealth-advisors-llc-lake-geneva-wi-326519.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 629,
      "fewer_than_5": false,
      "raum": 410690044.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 142,
      "fewer_than_5": false,
      "raum": 585963885.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 381796.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 49775091.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 14,
      "fewer_than_5": false,
      "raum": 8760468.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326519",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}