# Footprints Asset Management & Research, Inc.

> Footprints Asset Management & Research, Inc. is a state-registered investment advisory firm in Omaha, NE, registered since 2026, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 128040
- Filed as: FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Omaha, NE
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128040
- AdvisorCensus page: https://advisorcensus.com/firm/footprints-asset-management-and-research-inc-omaha-ne-128040

## Quick answers

**How is Footprints Asset Management & Research, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Footprints Asset Management & Research, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Footprints Asset Management & Research, Inc. located?**
Footprints Asset Management & Research, Inc.'s principal office is in Omaha, NE, according to its Form ADV.

**Is Footprints Asset Management & Research, Inc. registered with the SEC or a state?**
Footprints Asset Management & Research, Inc. is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 128040.

**How much does Footprints Asset Management & Research, Inc. manage?**
Footprints Asset Management & Research, Inc. reports $41,879,358 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (87% discretionary).

**How have Footprints Asset Management & Research, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Footprints Asset Management & Research, Inc.: Regulatory assets under management: $72,589,452 in the October 2021 data and $41,879,358 in the October 2026 data, down 42%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Footprints Asset Management & Research, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (11).

**Does Footprints Asset Management & Research, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128040

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $41,879,358
- Discretionary: $36,628,339
- Non-discretionary: $5,251,019

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $16,471,542 |
| High net worth individuals | 11 | $25,337,509 |
| Charitable organizations | Fewer than 5 | $70,307 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IA, NE
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- famr.com
- Facebook @FOOTPRINTS-ASSET-MANAGEMENT-RESEARCH-INC-276497229476636
- LinkedIn @footprints-asset-management-&-research

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $72,589,452 | 5 | March 29, 2021 |
| October 2022 | $72,108,267 | 4 | March 28, 2022 |
| October 2023 | $30,134,328 | 4 | March 14, 2023 |
| October 2024 | $36,962,297 | 3 | February 6, 2024 |
| October 2025 | $41,096,431 | 3 | April 1, 2025 |
| October 2026 | $41,879,358 | 3 | February 27, 2026 |

Regulatory assets under management: $72,589,452 in the October 2021 data and $41,879,358 in the October 2026 data, down 42%.
Total employees: 5 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Footprints Asset Management & Research, Inc. (CRD 128040): Form ADV filing data as of October 2026.