{
  "crd_number": 128040,
  "slug": "footprints-asset-management-and-research-inc-omaha-ne-128040",
  "primary_business_name": "FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.",
  "legal_name": "FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.",
  "dbas": [],
  "city": "Omaha",
  "state": "NE",
  "country": "United States",
  "cbsa_code": "36540",
  "metro": {
    "cbsa_code": "36540",
    "common_name": "Omaha",
    "msa_name": "Omaha, NE-IA",
    "path": "/advisors/ne/omaha"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2026-01-23",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-02-27",
  "carried_forward": false,
  "raum_total": 41879358.0,
  "raum_discretionary": 36628339.0,
  "raum_non_discretionary": 5251019.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 70307.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 16471542.0,
      "count": 89
    },
    "high_net_worth_individuals": {
      "raum": 25337509.0,
      "count": 11
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "IA",
    "NE"
  ],
  "websites": [
    "https://facebook.com/FOOTPRINTS-ASSET-MANAGEMENT-RESEARCH-INC-276497229476636",
    "https://famr.com",
    "https://linkedin.com/company/footprints-asset-management-&-research"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128040",
  "city_as_filed": "OMAHA",
  "url": "https://advisorcensus.com/firm/footprints-asset-management-and-research-inc-omaha-ne-128040",
  "display_name": "Footprints Asset Management & Research, Inc.",
  "summary": "Footprints Asset Management & Research, Inc. is a state-registered investment advisory firm in Omaha, NE, registered since 2026, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.",
  "citation": "AdvisorCensus. Footprints Asset Management & Research, Inc. (CRD 128040): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Footprints Asset Management & Research, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Footprints Asset Management & Research, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Footprints Asset Management & Research, Inc. located?",
      "a": "Footprints Asset Management & Research, Inc.'s principal office is in Omaha, NE, according to its Form ADV."
    },
    {
      "q": "Is Footprints Asset Management & Research, Inc. registered with the SEC or a state?",
      "a": "Footprints Asset Management & Research, Inc. is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 128040."
    },
    {
      "q": "How much does Footprints Asset Management & Research, Inc. manage?",
      "a": "Footprints Asset Management & Research, Inc. reports $41,879,358 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (87% discretionary)."
    },
    {
      "q": "How have Footprints Asset Management & Research, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Footprints Asset Management & Research, Inc.: Regulatory assets under management: $72,589,452 in the October 2021 data and $41,879,358 in the October 2026 data, down 42%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Footprints Asset Management & Research, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (11)."
    },
    {
      "q": "Does Footprints Asset Management & Research, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128040"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 72589452.0,
      "total_employees": 5,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 72108267.0,
      "total_employees": 4,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 30134328.0,
      "total_employees": 4,
      "filing_date": "2023-03-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 36962297.0,
      "total_employees": 3,
      "filing_date": "2024-02-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 41096431.0,
      "total_employees": 3,
      "filing_date": "2025-04-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 41879358.0,
      "total_employees": 3,
      "filing_date": "2026-02-27"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/footprints-asset-management-and-research-inc-omaha-ne-128040.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 89,
      "fewer_than_5": false,
      "raum": 16471542.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 11,
      "fewer_than_5": false,
      "raum": 25337509.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 70307.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128040",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}