# Fondren Oaks Capital Management

> Fondren Oaks Capital Management is a state-registered investment advisory firm in Dallas, TX, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 290726
- Filed as: FONDREN OAKS CAPITAL MANAGEMENT
- Legal name: Fondren Oaks Capital Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/290726
- AdvisorCensus page: https://advisorcensus.com/firm/fondren-oaks-capital-management-dallas-tx-290726

## Quick answers

**How is Fondren Oaks Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Fondren Oaks Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Fondren Oaks Capital Management located?**
Fondren Oaks Capital Management's principal office is in Dallas, TX, according to its Form ADV.

**Is Fondren Oaks Capital Management registered with the SEC or a state?**
Fondren Oaks Capital Management is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 290726.

**How much does Fondren Oaks Capital Management manage?**
Fondren Oaks Capital Management reports $22,793,874 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Fondren Oaks Capital Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (13); individuals (other than high net worth individuals) (6).

**Does Fondren Oaks Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/290726

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $22,793,874
- Discretionary: $22,793,874
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $3,530,259 |
| High net worth individuals | 13 | $19,263,615 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fondrenoakscapital.com
- LinkedIn @ company
- LinkedIn @jason-mills-9384217
- LinkedIn @jeffrey-sears-cfp

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fondren Oaks Capital Management (CRD 290726): Form ADV filing data as of October 2026.