# Fogel Investment Advisory Group, Inc.

> Fogel Investment Advisory Group, Inc. is a state-registered investment advisory firm, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 143770
- Filed as: FOGEL INVESTMENT ADVISORY GROUP, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in North Carolina
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/143770
- AdvisorCensus page: https://advisorcensus.com/firm/fogel-investment-advisory-group-inc-143770

## Quick answers

**How is Fogel Investment Advisory Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Fogel Investment Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Fogel Investment Advisory Group, Inc. registered with the SEC or a state?**
Fogel Investment Advisory Group, Inc. is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 143770.

**How much does Fogel Investment Advisory Group, Inc. manage?**
Fogel Investment Advisory Group, Inc. reports $53,920,687 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (21% discretionary).

**What types of clients does Fogel Investment Advisory Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (70); high net worth individuals (10); corporations or other businesses not listed above (9).

**Does Fogel Investment Advisory Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/143770

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $53,920,687
- Discretionary: $11,497,325
- Non-discretionary: $42,423,362

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 70 | $19,675,997 |
| High net worth individuals | 10 | $20,741,314 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $7,589,903 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 9 | $5,744,363 |
| Other | 3 | $169,110 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2007 (19 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Fogel Investment Advisory Group, Inc. (CRD 143770): Form ADV filing data as of October 2026.