# Focused Finances, LLC

> Focused Finances, LLC is a state-registered investment advisory firm in Oakland, CA, registered since 2004, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 130911
- Filed as: FOCUSED FINANCES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Oakland, CA
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/130911
- AdvisorCensus page: https://advisorcensus.com/firm/focused-finances-llc-oakland-ca-130911

## Quick answers

**How is Focused Finances, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Focused Finances, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Focused Finances, LLC located?**
Focused Finances, LLC's principal office is in Oakland, CA, according to its Form ADV.

**Is Focused Finances, LLC registered with the SEC or a state?**
Focused Finances, LLC is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 130911.

**How much does Focused Finances, LLC manage?**
Focused Finances, LLC reports $67,762,635 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**What types of clients does Focused Finances, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (44); high net worth individuals (24).

**Does Focused Finances, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/130911

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $67,762,635
- Discretionary: $67,750,122
- Non-discretionary: $12,513

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 44 | $22,124,027 |
| High net worth individuals | 24 | $45,638,608 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2004 (22 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- focusedfinances.com
- Facebook @FOCUSEDFINANCESLLC
- LinkedIn @PATJENNERJOHN

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Focused Finances, LLC (CRD 130911): Form ADV filing data as of October 2026.